Services Compliance & Regulatory Associate - Mid-level - Senior Associate - All Offices The Financial Services Practice Group at **MEMBERS ONLY**SIGN UP NOW***., a leading law firm, is seeking a highly skilled and experienced associate attorney to join our team. This is...
matters, specifically about registered investment advisors and broker-dealers. The... candidate will have substantial experience in dealing with the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and a proven track... record of working with regulatory bo...
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Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide...