Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Litigation Counsel, Enforcement Services Salary Information: - Salary range for various locations (CA, CO, HI, MN, VT, IL, Jersey City, NJ, New York City, NY, MA, WA, MD, Washington, DC, NJ State, NY State) - Actual compensation based on factors such as skills,...
Senior Director, Financial Intelligence Fusion Center (FIFC) is a crucial and highly influential role within FINRA's Strategic Intelligence and Analytics Program. The FIFC is responsible for aggregating and disseminating real-time intelligence collected by FINRA, member firms, regulators, and law enforcement...
Principal Investigator, NCP - IRG - All FINRA Locations Full-Time, Posted Today, R-009087 FINRA’s Initial Review Group (IRG) is seeking an experienced Associate Principal Investigator to join our team. The Associate Principal Investigator will be responsible for performing...
Friendly Job Title: Principal Investigator, High Risk Representatives - All FINRA Locations H1: Join FINRA as a Principal Investigator in High Risk Representatives at All Locations H2: Investigate and Identify Fraudulent Conduct in the Securities Industry Organization:...
Principal Analyst, Dispute Resolution - FINRA H2: Essential Job Functions: - Develops and implements policies regarding FINRA’s arbitration program. - Advises regional offices on various case administration problems. - Updates content of FINRA publications related to arbitration process....
FINRA is seeking a legal extern for their Enforcement department for the Fall 2025 semester. This is an unpaid position that requires a graduate student pursuing a JD or LLM with strong writing, analysis, and research skills. The extern...
Director, Examinations - All Locations at FINRA: - Salary information: - Range of salaries based on location (see chart) - Additional bonuses and benefits available - Overtime pay for non-exempt employees - Immediate participation and vesting...
Friendly Job Title: Principal Analyst, Risk Monitoring - All FINRA Locations H1: Join FINRA as a Principal Analyst, Risk Monitoring H2: Conduct Risk Monitoring Activities for FINRA's Highest Impact Firms FINRA is currently seeking a highly experienced and knowledgeable Principal Analyst to join...
Principal Investigator, NCP - IRG - All FINRA Locations Full-Time Posted Yesterday End Date: April 17, 2025 (5 days left to apply) Job Requisition ID: R-009202 FINRA’s Initial Review Group (IRG) is the centralized unit...
Principal Investigator, NCP - IRG - All FINRA Locations (Open) - Full Time FINRA, the Financial Industry Regulatory Authority, is currently seeking a highly skilled and experienced Associate Principal Investigator for their Initial Review Group (IRG) team. This position is available...
Principal Investigator, NCP - IRG - All FINRA Locations - Competitive salary based on location and experience - Full-time position with benefits - Opportunity to work with a reputable organization in the financial industry - Locations in various cities including Los Angeles, Jersey City,...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Job Title: Principal Investigator, NCP - All FINRA Locations Organization: FINRA (Financial Industry Regulatory Authority) Experience: Bachelor's degree or equivalent relevant...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization’s Cyber and Analytics Unit (CAU) is responsible for leading the Cyber-Enabled Fraud (CEF) team. This role involves overseeing the planning and execution of cyber-enabled fraud investigations involving...
Title: Principal Investigator, Specialist Team Job Responsibilities: The Principal Investigator, Specialist Teams, is tasked with conducting high complexity routine and special investigations of organization member firms. This role involves investigating potentially suspicious activities of persons associated with organization member firms and providing...
law firm located in Boca Raton is seeking a Patent Attorney with 3-5 years of experience in drafting patent applications. The ideal candidate must be eligible to be registered to practice before the . Patent and Trademark Office (USPTO). Bilingual...