Save your search progress and never miss an update
Associate General Counsel, Regulatory: H1: Join **MEMBERS ONLY**SIGN UP NOW***... an Associate General Counsel, Regulatory H2: Lead Regulatory Initiatives... Title: Associate General Counsel, Regulatory Job Type: Full-Time... Location: Remote/Office Hybrid Salary Range: $149,600 - $351,200 (varies by location and experience)...
Title: Assistant General Counsel, Regulatory Organization: FINRA (Financial... Industry Regulatory Authority) Experience: Minimum... of 6-8 years of directly related legal experience Salary Information: - Salary range varies based on location, skill set, level of experience, education, and...
Principal Analyst, Regulatory Services Management - Full... - $200,200 (Based on Location and Experience) Responsibilities: • Managing the Change Control/Request and RSA Exchange Regulatory Oversight Committee (ROC) reporting... processes. • Developing and implementing solutions to improve the effectiven...
of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold Headlines: Expert Knowledge in High-Impact Regulatory Initiatives Key Source... of Legal Expertise Manage Regulatory Notices and Rule Filings... Provide Independent Expert Advice Recognized Leader in Com...
and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minimum 7 years in securities-related regulatory and/or complex litigation, with... at least 5 years working for a regulatory entity, member firm, or... law firm. Responsibilities: - Ma...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and...
Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a... highly qualified and experienced Enforcement Principal Counsel to join our team. The selected candidate will play a key role in the rigorous assessment and effective advocacy of E...
Title: Principal Analyst, Risk Monitoring Organization: FINRA Location: Any FINRA Location Salary Range: $92,500 - $200,200 (Based on location and qualifications) Experience: Bachelor's degree in Finance, Accounting, Business or related field(s), or equivalent combination of education...
FINRA Corporate Actions Analyst – Transparency Services Full Time Rockville, MD R-008286 Overview: Join FINRA's Corporate Actions Transparency Services team as an Analyst and contribute to the day-to-day operational functions of the OTC market. This...
resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is...
Law Firm seeks a regulatory associate attorney with 2-4... issues, Medicare and Medicaid appeals, audits, and internal investigations and will generally support the firm?s robust and sophisticated regulatory and reimbursement practices. Candidates... with judicial clerkship experience or other relevant governm...