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The candidate will have broad responsibility and scope and involves a wide variety of corporate and securities matters. Applicants should be detail-oriented and eager to learn and grow. As a paralegal with will use independent judgement while prioritizing competing assignments....
We are currently seeking a Wealth Advisor III for our Palm Beach/Boca Raton location in Florida. This position is also available in Ft Lauderdale and Jupiter. The successful candidate will serve as the primary relationship advisor for high net worth...
About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...
Organization: FINRA Location: Rockville, MD ... The organization is seeking a full-time Paralegal to join their Enforcement team in Rockville, MD. The ideal candidate will have a Bachelor's degree and/or paralegal certificate, with strong communication skills and experience in a...
Enforcement Director position at FINRA is a full-time role,... responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete...
About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...
Counsel, Regulatory position at **MEMBERS ONLY**SIGN UP NOW***. This senior-level role offers... the chance to make a significant impact within the organization and the securities industry as a whole. With a hybrid work environment and competitive salary range, this is a highly desirable...
Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Title: Enforcement Counsel at FINRA H1: Join **MEMBERS ONLY**SIGN UP NOW***... as an Enforcement Counsel... and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Complex Matters Organization: FINRA Department: Enforcement ......