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their application through the FINRA Careers site at ... you apply electronically. FINRA is an Equal Opportunity... and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital...
offers of employment at FINRA are subject to a... thorough background investigation. FINRA is an Equal Opportunity... and Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status,...
Firm is seeking an Experienced Corporate Paralegal to join its team. The ideal candidate must have knowledge of SEC rules and using the EDGAR system, as well as experience with proxy statements for both domestic and foreign private issuers and...
Liaison and Counsel Organization: FINRA (Financial Industry Regulatory Authority)... NY) Time Type: Full time Posted On: Posted 2 Days Ago Job Requisition ID: R-008279 Job Summary: FINRA is seeking a highly... skilled and experienced Senior Paralegal to pr...
Responsibilities: Direct, manage, and supervise a team of attorneys in developing and implementing capital markets policy initiatives and counseling the Department of Market Regulation and Transparency Services. Provide expert knowledge and advice to the Board of Governors...
underwriters in capital markets transactions, including initial public offerings, follow-on public offerings, registered direct offerings, ATM offerings, PIPE transactions and/or SPAC offerings. The candidate should have experience listing securities on NASDAQ/NYSE and/or OTCQB/QX; working with the SEC, FINRA and NASDAQ...
with substantial exposure to M&A transactions for both public and private companies, startups, public and private offerings, SEC, FINRA and NASDAQ filings, and... the broad range of legal issues faced by middle market companies in the course of their businesses....
work pursuant to the 1933 and 1934 Acts, with substantial exposure to public and private offerings (including IPOs and Regulation D offerings) and SEC, FINRA, and NASDAQ filings (including... 10-K, 10-Q, 8-K, and proxy statements). Experience with broker-dealer regulations a...
law firm based in New York City, NY, is seeking an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess substantial expertise in US federal securities laws, including experience in...
Firm Seeks Experienced Corporate Securities Associate in Multiple Offices Overview: Saul Ewing, a leading law firm, is seeking an experienced corporate associate to join our expanding securities group. This is an exciting opportunity to join a sophisticated and...