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Friendly Job Title: Compliance Risk Management Lead - Vice President H1: Join JPMorgan Chase as a Compliance Risk Management Lead - Vice President H2: Job Description Compliance Risk Management Lead - Vice President - JPMorgan Chase is...
qualifications, capabilities, and skills Strong knowledge of wealth management products, including traditional brokerage, managed accounts, and alternative investments. Experience with investment advisors, including the Investment Advisers Act of 1940, and related rules and regulations. Excellent project...
years of experience. The ideal candidate will have excellent academic credentials, experience in preparing for and participating in FINRA arbitrations and securities regulation... matters, and exceptional research and writing skills. Duties:Prepare for and participate in FINRA arbitrations and securities regulation... matters....
Title: Financial Services Litigation Associate Salary: Confidential Experience: 3+ years **MEMBERS ONLY**SIGN UP NOW***. is seeking a mid-level associate attorney with 3+ years of experience to join our Financial Services & Securities Litigation Practice Group in our Chicago, Cincinnati, Cleveland,...
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