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Attorneys — Capital Markets and Securities — Pennsylvania and New Jersey **MEMBERS ONLY**SIGN UP NOW***. represents publicly traded and private companies in the complete range of corporate and securities matters, including public offerings, follow-on-equity offerings, private placements and private investment...
- Full Time H1: Join FINRA as an Assistant General... Group! H2: Purposeful Work with FINRA as an Assistant General... Senior-Level Legal Role with FINRA as Assistant General Counsel -... Essential Job Functions and Responsibilities - Education and Experience Requirements - Competitive Salary and Comprehensi...
Join Our Team at FINRA - Apply Today! Summary: FINRA, a... leading financial regulatory organization, is seeking a highly experienced Principal Counsel to join their Enforcement team. The successful candidate will be responsible for conducting rigorous assessments and advocating for fair outcomes...
Counsel, Enforcement - Any FINRA Location The Senior... Financial Industry Regulatory Authority (FINRA) in disciplinary and non-disciplinary... proceedings. They will also be responsible for briefing and arguing appeals before the National Adjudicatory Council (NAC). This role requires a minimum...
H1 Heading: Join FINRA as an Assistant General... Counsel in our Regulatory Group H2 Headings: - Purposeful Work at a Regulator - Render Senior-Level Legal Advice and Support - Serve as Subject Matter Resource - Essential Job Functions...
City office of a BCG Attorney Search Top Ranked Law Firm seeks a commercial litigation associate attorney with 5-7 years of experience. The candidate must have experience in the following areas Contract disputes, including employment, franchise, real estate, construction, insurance...
risk and complexity within FINRA's National Cause Program. They... candidate will have an advanced understanding of FINRA rules and federal securities... laws, as well as strong written and verbal communication skills. This is a full-time position with various locations available...
Job Description Organization: FINRA Job Title: Principal... Analyst, Dispute Resolution Services Training Job Requisition ID: R-007973 Locations: Chicago, IL; Jersey City, NJ; Boca Raton, FL; New York, NY; Los Angeles, CA Time Type: Full time...
Specialist Team - All FINRA Locations H2: Job Description... Organization: FINRA Job Title: Principal Investigator,... Type: Full-time Location: All FINRA Locations Salary Information:... - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC: Minimum Salary $106,400 Maximum...
and Clearing - ANY FINRA location Full time... position with FINRA, a leading regulatory organization... for the financial industry. Job Responsibilities: Conduct risk monitoring activities and ongoing risk assessments for FINRA members, reporting to a... Risk...