Interactions Compliance Manager Category Corporate Functions & Risk Job Id 2025-0001068 Posted Date 01/21/2025 Job Type Full time Charlotte, NC, United States Tempe, AZ, United States Los Angeles, CA, United States Minneapolis, MN, United States At ....
Title: Regional Director of Strategic Advice & Planning Job Responsibilities: The Regional Director of Strategic Advice & Planning is tasked with leading the Strategic Advice & Planning team for the Midwest Region within the company. This role involves driving growth in planning...
Title: VP, High Net Worth Planning Strategist Job Responsibilities: In the role of VP, High Net Worth Planning Strategist, the primary responsibility is to lead the Advanced Wealth Planning & Consulting Planning Strategist team. The role involves providing strategic leadership in support...
LawCrossing Archives are an incredible resource that will assist you in tracking down and locating employers that are likely to hire someone like you—regardless of whether they have current openings. Reviewing archived jobs is one of the smartest ways to find employers that have hired and needed people like you in the past—and may likely need someone like you again. Go here to learn from a top legal recruiter how the LawCrossing Archives can benefit your legal career.
III - Investment Banking and Securities Section The candidate will review and negotiate disclosure documents, distribution agreements, marketing materials and other documents in connection with securities and other investment product offerings. Will review and negotiate purchase agreements, engagement letters, formation...
Legal Counsel The candidate will work closely with senior management of the Global Asset Management (.) Inc. and their functional support groups to provide legal support for a broad range of areas including strategic business initiatives and legal risk issues...
Advisers Act of 1940, FINRA rules and state securities... laws and regulations. Create, update and file Form BD and Form ADV amendments, ADV brochures and other disclosure documents. Coordinate input to disclosure documents from business lines (including product and investment...
Advisers Act of 1940, FINRA rules and state securities... laws and regulations, including: Creating, updating and filing Form BD and Form ADV amendments, ADV brochures and other disclosure documents; Coordinating input to disclosure documents from business lines (including product and...
Affairs – Advice and Wealth Management Manager The candidate will support AWM attorneys responsible for the brokerage, investment advisory and comprehensive financial planning products and services offered by firm, which represents a core component of the firm’s client value proposition....
Affairs – Advice and Wealth Management Manager The candidate will support AWM attorneys responsible for the brokerage, investment advisory and comprehensive financial planning products and services offered by firm, which represents a core component of the firm’s client value proposition....
Corporate Governance Duties: Understands the functions, legal and business needs across divisions, departments, and business units supported. Maintains knowledge of the objectives of multiple business lines, and continually updates knowledge of the legal and regulatory environment in which they operate....
in proofreading and attention to detail. Paralegal - Corporate About the Law Firm Winthrop & Weinstine is a business law firm of more than 150 attorneys with a deliberate culture of enterprise and fresh...
Traurig Securities/Blue Sky Paralegal Greenberg Traurig is a global law firm offering an excellent full-time employment opportunity for an experienced Blue Sky Paralegal in the Corporate group open to various office locations. This position offers competitive compensation and an...
position is subject to the Dodd Frank/Truth in Lending Act qualification requirements for Loan Originators Salary Information: The Lead Compliance Officer is a full-time position with a competitive salary, depending on experience. ## Lead Compliance...