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Senior Paralegal, Oversight Liaison and Counsel at Organization H2: Full-Time Position with Competitive Salary and Benefits Organization is seeking a Senior Paralegal to provide support to the Office of Oversight Liaison and Counsel (OLC) attorneys and senior management. This...
in the securities industry with experience in FINRA's Corporate Financing Rules ... Organization: FINRA (Financial Industry Regulatory Authority)... Department: Corporate Financing Department Full Time Position H1 and H2 Friendly Headings: H1: Vice President, Corporate Financing De...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
About FINRA FINRA is an... in the United States. FINRA works to protect investors... in a public trust. FINRA employs a diverse workforce... H1: Join the FINRA Team as an Enforcement... Counsel H2: Resolve Non-Complex Enforcement Matters...
FINRA is an Equal Opportunity... Location: Various Locations Organization: FINRA Department: Enforcement Employment Type:... Time Overview: FINRA, the Financial Industry Regulatory... Authority, is seeking a highly qualified and experienced Enforcement Principal Counsel to join our team. The selected...
Counsel, Regulatory Organization: FINRA (Financial Industry Regulatory Authority)... of experience, education, and internal peer compensation comparisons - Full salary ranges provided for candidates to consider growth potential while at FINRA - Candidates can expect... salary offers ranging from...
Regulatory: H1: Join FINRA as an Associate General... Rule Changes Organization: FINRA Department: Office of General... - $351,200 (varies by location and experience) Job Summary: FINRA is seeking an experienced... and highly skilled Associate General Cou...
Full Time Position at FINRA H2: Essential Job... Functions: - Represent FINRA in complex disciplinary proceedings... legal documents and oversee pre-hearing tasks - Conduct litigation training and collaborate with other FINRA departments Salary Information:... - Location-b...
FINRA is an Equal Opportunity... sexual orientation, gender identity, veteran status or any other classification protected by federal state or local laws as appropriate, or upon the protected status of the person’s relatives, friends or associates. FINRA abides...
About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...