City office of a BCG Attorney Search Top Ranked Law Firm seeks a commercial litigation associate attorney with 5-7 years of experience. The candidate must have experience in the following areas Contract disputes, including employment, franchise, real estate, construction, insurance...
MS OPS - All FINRA Locations Apply Logo ... time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Title: Assistant Vice President - Employment Counsel Experience: 4-6 years Salary: $175,000 to $210,000 annually Job Summary: - The Assistant Vice President - Employment Counsel position is responsible for providing legal advice and counsel regarding all employment legal...
and Standards - All FINRA Locations Apply Logo Senior... and Standards - All FINRA Locations Apply Logo ... locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting)...
and Standards - All FINRA Locations Apply time... type Full time posted on Posted Today job requisition id R-008792 This position is an experienced individual contributor in Member Supervision Operations, Procedures and Standards (MS OPS), who...
Risk Monitoring - Any Finra Location Apply Logo ... locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations...
Investigator, VAST - All FINRA Locations locations ... Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting)...
- IRG - Any Finra Location Apply Logo ... locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston,...
Member Supervision - All FINRA Locations Apply Logo Strategic... Member Supervision - All FINRA Locations Apply Logo ... locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting)...
and Standards - All FINRA Locations Apply Logo ... locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type Full...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Organization: FINRA Department: Member Regulation Location:... All FINRA Locations Job Title: Examination... people Job Summary: FINRA, the Financial Industry Regulatory... experienced Examination Manager to oversee and ensure completion of risk-based examinations of FINRA member firms and registered... representatives. T...
FINRA Legal Extern, Enforcement Department... - Fall 2025 Semester: - Time type: Part time - Term of Position: Fall (August-December) - Hiring Criteria: - Graduate student pursuing JD or LLM - Preferred coursework or knowledge in securities...
Procedures and Standards - FINRA Locations Summary: ... FINRA is seeking a Principal... Analyst for their Member Supervision Operations, Procedures and Standards team. This position will be responsible for identifying, assessing, developing, implementing, and maintaining operations, procedures, standards, and...
and Standards - All FINRA Locations H2: Apply for Senior... Principal Analyst Position at FINRA H2: Job Description for Senior... Principal Analyst at FINRA Summary: FINRA is seeking an experienced... Senior Principal Analyst to join their Member Supervision Operations, Procedures and Standards team. The...
and Standards - All FINRA Locations Apply Logo ... locations New York, NY (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston,...
Compliance Reporting - VP Job Level: Vice President Location: Jersey City, NJ, US, 07311 Employment Type: Full Time Requisition ID: 4242 SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history,...
Program Management Vice President- FCC Risk Assessment Lead Job Level: Vice President Location: Jersey City, NJ, US, 07311 Employment Type: Full Time Requisition ID: 4314 SMBC Group is a top-tier global financial group. Headquartered in Tokyo and...
Program Management Associate Job Level: Associate Location: Jersey City, NJ, US, 07311 Employment Type: Full Time Requisition ID: 4432 SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group...
of overall work experience - Must have expertise in trusts and estate planning, income tax planning, or succession planning - FINRA Series 7 and 66... licenses are required, or must be obtained within 90 days of employment - Will primarily use video t...
- IRG - All FINRA Locations: Location: All... FINRA Locations (Boston, MA; Jersey... City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Chicago, IL; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York,...
MS OPS - All FINRA Locations Apply Logo ... time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Friendly Job Title: Lead Sr Counsel - Investment Banking and Capital Markets H1: Join **MEMBERS ONLY**SIGN UP NOW***. as Lead Senior Counsel for Investment Banking and Capital Markets H2: Impact the Success of **MEMBERS ONLY**SIGN UP NOW***.'s Investment Banking and Capital Markets Services...
Firm is seeking an Experienced Corporate Paralegal to join its team. The ideal candidate must have knowledge of SEC rules and using the EDGAR system, as well as experience with proxy statements for both domestic and foreign private issuers and...
Paralegal, Oversight Liaison and Counsel Job Title: Senior Paralegal, Oversight Liaison and Counsel Organization: **MEMBERS ONLY**SIGN UP NOW***. (Financial Industry Regulatory Authority) Department: Office of Oversight Liaison and Counsel (OLC) Location: Various locations (Rockville, MD, Washington, DC, New York, NY) Time Type:...
Summary: The Securities/Blue Sky Paralegal at Greenberg Traurig (GT) is a highly skilled professional with a minimum of 5 years of corporate securities experience within a law firm. This role is responsible for providing organizational and practice-specific assistance to...
Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance & Regulatory Role Overview: - **MEMBERS ONLY**SIGN UP NOW***., a leading law firm, is seeking an associate attorney with a minimum of four years’ experience in compliance and regulatory matters to join...