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OverviewA reputable law firm in Hamilton, NJ, is seeking an experienced Investment Management and Securities Attorney to join its team. This full-time role involves providing regulatory and compliance support to a diverse client base within the investment advisory and securities...
The organization FINRA is currently seeking a... is posted on the FINRA website today. The job... ongoing risk assessments for FINRA members. The Principal Analyst... will report to a Risk Monitoring Director and collaborate with internal departments to analyze and...
to any employee at FINRA without a valid written... the sole property of FINRA and no fee will... person is hired by **MEMBERS ONLY**SIGN UP NOW***. Summary: Organization:... FINRA Job Title: Associate Principal... location and other factors Overview: FINRA, th...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Headquartered in Washington, ., FINRA is an independent, non-governmental... . office. The Paralegal will provide investigative and legal support to the Enforcement team at **MEMBERS ONLY**SIGN UP NOW***. This includes performing legal... research, assisting with preparing exhibits and sharing exhibits for on-the-record...
Changes H1: Join FINRA as an Associate General... Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H2: Lead Regulatory Policy and Provide Expert Legal Counsel at FINRA Organization: FINRA ... Department: Office of General...
Full Time Position at FINRA H2: Essential Job Functions... Full Time Position at FINRA Director, Enforcement -... Full Time Position at FINRA: Essential Job Functions and... Full Time Position at FINRA: Essential Job Functions and... Title: Director, Enforcement Organization: FINRA Time Type: Full Time......
About FINRA FINRA is a... 162,000 branch offices and approximately 630,000 registered securities representatives. Our employees are required to comply with the Code of Conduct of the United States on behalf of FINRA, which regulates the securities... industry. FI...
About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an independent, non-governmental... in the United States. FINRA works to protect investors... and maintain market integrity in a public and transparent manner. We do this by creating and...
FINRA is an Equal Opportunity... and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as...