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About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...
will be reviewed by FINRA's Talent Acquisition team and... Risk Monitoring - Any FINRA Location Organization: **MEMBERS ONLY**SIGN UP NOW***... Location: Any **MEMBERS ONLY**SIGN UP NOW***... Location (CA, CO, HI,... MN, VT, IL, Jersey City, NJ, NY, MD, Washington DC, WA) Salary Range:...
Join Saul Ewing as a Senior Associate or Counsel in Corporate Securities H2: Opportunity to Join a Sophisticated and Entrepreneurial Practice in Multiple Offices Saul Ewing, a leading law firm, is seeking an experienced senior associate or counsel to...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
law firm in Boston, MA, is seeking a Senior Corporate Securities Associate Attorney or Counsel with extensive experience in securities law and corporate governance. The ideal candidate will have a strong background in public company regulations, securities offerings, and compliance...
H1 Heading: Join FINRA as Vice President &... Associate General Counsel, Capital Markets Policy H2 Heading: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold Headlines: - Join a leading organization...
Job Reference Code 59232 Director, Managing Counsel- Investment Management - BNY BNY, a leading global financial services company, is seeking a Director, Managing Counsel for their Investment Management division. This role will provide legal support for BNY Advisors,...
Job Title: VP, Assistant General Counsel, Alternative Investments Location: Fort Mill/Charlotte, San Diego, Boston Time Type: Full time Salary: $163, - $272, Job Requisition ID: R-038826 Posted: 30+ Days Ago The company is searching for a VP, Assistant...
AVP, Associate Counsel, Institutional Services - **MEMBERS ONLY**SIGN UP NOW***. H2: Job Overview H2: Responsibilities H2: Requirements H2: Why LPL? H2: Information on Interviews AVP, Associate Counsel, Institutional Services - **MEMBERS ONLY**SIGN UP NOW***. is seeking a team-oriented and experienced attorney to join...
$150,000 - $200,000 per year Job Title: Attorney – Consumer Banking Experience: 5+ years in financial services Salary: $150,000 - $200,000 per year Shift: 1st shift (United States of America) Hours per Week: 40 Travel: Yes, 5% of...