Family Office Design & Governance Strategist H2: Business Development Opportunity with Global Wealth Management Firm **MEMBERS ONLY**SIGN UP NOW***. is seeking a Family Office Design & Governance Strategist to join their team in various locations across the United States. This is a...
About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...
MS OPS - All FINRA Locations Apply Logo ... time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Friendly Job Title: Lead Sr Counsel - Investment Banking and Capital Markets H1: Join **MEMBERS ONLY**SIGN UP NOW***. as Lead Senior Counsel for Investment Banking and Capital Markets H2: Impact the Success of **MEMBERS ONLY**SIGN UP NOW***.'s Investment Banking and Capital Markets Services...
pay range and discretionary bonus may be adjusted based on the location in which the position is performed. H1: Senior Corporate Paralegal Law Firm Full-Time Silicon Valley, New York, San Francisco, Seattle, Santa Monica H2:...
Capital Markets: Excellent Opportunity in Boston, San Francisco, or New York H1: Join Orrick as a Paralegal in Capital Markets H2: Support the Delivery of Quality Legal Services to Clients Salary Information: - California Major Markets: $64,000 - $100,000 - New York City: $64,000 -...
Firm is seeking an Experienced Corporate Paralegal to join its team. The ideal candidate must have knowledge of SEC rules and using the EDGAR system, as well as experience with proxy statements for both domestic and foreign private issuers and...
Paralegal, Oversight Liaison and Counsel Job Title: Senior Paralegal, Oversight Liaison and Counsel Organization: **MEMBERS ONLY**SIGN UP NOW***. (Financial Industry Regulatory Authority) Department: Office of Oversight Liaison and Counsel (OLC) Location: Various locations (Rockville, MD, Washington, DC, New York, NY) Time Type:...
with Blue Sky and FINRA Assignments for Top Law... with Blue Sky and FINRA Responsibilities at Leading Law... closely with the Blue Sky Counsel to manage and assist with blue sky and FINRA assignments across practice areas... and offices. T...
Summary: The Securities/Blue Sky Paralegal at Greenberg Traurig (GT) is a highly skilled professional with a minimum of 5 years of corporate securities experience within a law firm. This role is responsible for providing organizational and practice-specific assistance to...
a leading fintech company that’s democratizing finance for all" SEO-friendly job title: Assistant General Counsel, Regulatory H1: **MEMBERS ONLY**SIGN UP NOW***. is hiring an Assistant General Counsel to join their growing Regulatory legal team. H2: About **MEMBERS ONLY**SIGN UP NOW***. Bold headline:...
Law Firm: **MEMBERS ONLY**SIGN UP NOW***. Job Title: Corporate and Securities Associate Experience: Minimum 3 years in securities law, 2 years in cryptocurrency, blockchain, and digital assets Salary: $115k - $225k (based on experience) Responsibilities: - Provide legal advice on federal...
laws and self-regulatory organization (FINRA, securities exchanges, clearing agencies)... rules Experience with broker-dealer financial responsibility rules, including SEC Rules 15c3-1 and 15c3-3 Experience with broker-dealer registration and transactional matters Experience with examinations, investigations and enforcement actions Experience with FINRA adv...
**MEMBERS ONLY**SIGN UP NOW***. is seeking an experienced Counsel to join our growing securities group in New York. The ideal candidate should have at least nine years of experience in various areas of public company rules and regulations, as well as...
Description: Bessemer Trust, a privately-owned wealth management firm, is seeking an experienced attorney to join their legal department as Assistant General Counsel. This individual will provide legal support for the firm's investment platform, which includes registered and private fund...
Company: **MEMBERS ONLY**SIGN UP NOW***. Job Title: Vice President - Legal Counsel (DCM & ECM) Experience: At least 3+ years of top tier . law firm and/or . corporate legal department experience, advising on capital markets transactions Salary: Expected starting salary...
Assistant General Counsel - IP and Technology Transactions Galileo - Financial Technology Company WA - Seattle; CA - San Francisco HQ; NY - New York City; UT - Sandy - Galileo; TX - Frisco Employee Applicant Privacy...
Title: Attorney-Equity Derivatives Job Responsibilities: The Attorney-Equity Derivatives is responsible for analyzing complex legal issues and their implications on the General Manager's Equity Finance businesses, which include Prime Finance, Securities Lending, Clearing and Settlement, and OTC derivatives. The role involves providing...
Securities and Exchange Commission, FINRA, NYSE, Nasdaq, and the... OTC Markets Group. Must have 5-12 years of experience with strong experience in securities matters. Must be licensed in the home jurisdiction or be eligible for admission without examination. Application...
Title: Assistant General Counsel - Secretary & Securities Governance Job Responsibilities: The Assistant General Counsel - Secretary & Securities Governance at the company is tasked with overseeing corporate governance, securities compliance, and regulatory matters. Key responsibilities include: - Acting as Assistant Corporate...
Title Assistant General Counsel - Secretary & Securities Governance Job Responsibilities The Assistant General Counsel - Secretary & Securities Governance plays a crucial leadership role within the company, focusing on corporate governance, securities compliance, and regulatory matters. Key responsibilities include: - Serving as Assistant...
Title Registered Funds Staff Attorney Job Responsibilities The Registered Funds Staff Attorney is responsible for providing legal support and counsel on matters related to registered investment funds, including mutual funds, ETFs, and other regulated investment products. Key responsibilities include: - Advising and...
Title: Registered Funds Staff Attorney Job Responsibilities: The Registered Funds Staff Attorney is responsible for providing legal support and counsel on matters related to registered investment funds, including mutual funds, ETFs, and other regulated investment products. The role requires a thorough understanding...
substantial exposure to mergers and acquisitions (M&A) transactions for both public and private companies, as well as startups. The attorney will handle public and private offerings and manage filings with the SEC, FINRA, and NASDAQ, including registration... statements, annual a...
Enforcement Services - Organization: FINRA - Location: Washington, DC... and New York, NY - Type: Full time - Salary range: Varies based on location, experience, and other factors - Job requisition ID: R-008981 - Education/Experience requirements: Bachelor's degree, paralegal certificate,...
Title: Lead Commercial Mortgage Loan Administration Specialist Job Responsibilities: - Partner with the deal team, borrower team, outside counsel, and third-party vendors to obtain necessary documents for closing and review loan documents to ensure they incorporate the deal terms. - Coordinate with...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Litigation Paralegal - Legal Support at Securities Law Firm Job Overview: The ADR Litigation Paralegal position at a leading plaintiffs' securities litigation law firm is perfect for a mid-level paralegal with a strong background in litigation support. This role...
Firm Seeks Litigation Paralegal in New York, NY - Salary Range: $60K - $75K H1: Join Our Team as a Litigation Paralegal at **MEMBERS ONLY**SIGN UP NOW***. H2: Exciting Opportunity with Competitive Salary at a Leading Law Firm...
frauds targeting the elderly. - Collaborate extensively with specialized NYPD Squads, the Financial Industry Regulatory Authority (FINRA), and major financial institutions. -... Proactively generate investigations utilizing FinCEN and other similar databases. - Collect, analyze, and organize substantial volumes of financial documents and o...
FINRA is an Equal Opportunity... sexual orientation, gender identity, veteran status or any other classification protected by federal state or local laws as appropriate, or upon the protected status of the person’s relatives, friends or associates. FINRA abides...
Enforcement Services H2: Represent FINRA in Complex Litigation and... Appeals Summary: FINRA, a leading financial regulatory organization, is seeking a Senior Litigation Counsel to join their Enforcement Services team. The Senior Litigation Counsel will represent FINRA in complex disciplinary and... non-disciplinary proceedings,...
FINRA abides by the requirements... of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race,...
policies and procedures, and supporting transactions and regulatory enforcement proceedings. Have experience in this area at a top law firm, financial institution or regulator, and significant familiarity with financial regulation, including SEC, FINRA, CFTC and other requirements... concerning regulated en...
Summary: The law firm of Patomak Global Partners is seeking an experienced Associate/Manager to join our growing team in New York City. This position will focus on CFTC/derivatives regulatory and compliance issues for our clients in the financial services...
Friendly Job Title: Relationship Manager at . Morgan Advisors in New York, NY H1 Heading: Join . Morgan Advisors as a Relationship Manager in New York, NY H2 Heading: Build Strong Client Relationships and Help Achieve Financial Aspirations...
VP, Associate General Counsel- Litigation and Arbitration - Join the **MEMBERS ONLY**SIGN UP NOW***. Team! H2: Defend and Manage Cases for a Leading Financial Services Firm SEO Job Title: VP, Associate General Counsel- Litigation and Arbitration at **MEMBERS ONLY**SIGN UP NOW***....
Join Our Securities Enforcement Defense Team at a Top Law Firm H2: Senior-Level Associate/Counsel Position in Roseland, NJ or New York, NY Law Firm Seeking Experienced Securities Enforcement Defense Attorney Job Title: Securities Enforcement Defense Attorney Experience: 4+...
Title: Attorney Equity Derivatives Location: New York, New York Salary: Competitive, based on experience Experience: 4+ years at a law firm and/or in-house at a financial company Job Description: - Analyze complex legal issues and their impact on Bank...
Title: Structured Securities and/or Fund and Structured Finance Lawyer Job Responsibilities: - Partner with US Global Markets business colleagues to provide legal and regulatory advice regarding the offering, sale, and distribution of structured products, such as equity-linked notes and ETNs, and related...
firm objectives. - Oversee litigation processes to ensure efficiency and legal compliance. - Ensure adherence to regulatory standards such as FDCPA, FINRA, and FTC regulations. - Maintain... compliance with state and federal laws relating to public authority contracts and security clearance obligations. Team Leade...
law firm in New York City, NY, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team. The ideal candidate will possess extensive experience in securities law, corporate governance, and compliance, with a strong understanding of...