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About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...
to any employee at FINRA without a valid written... the sole property of FINRA and no fee will... person is hired by **MEMBERS ONLY**SIGN UP NOW***. Associate Principal Analyst,... Risk Monitoring - Any FINRA Location The Associate... ongoing risk assessments of FINRA members. The...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
DC, San Francisco, CA, Rockville, MD, Philadelphia, PA, New York, NY, Los Angeles, CA H2: Essential Job Functions, Education/Experience Requirements, Work Conditions, Time Off and Paid Leave, Important Information, Search Firm Representatives, FINRA is an Equal Opportunity... and Affirmat...
Enforcement Director position at FINRA is a full-time role,... responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete...
©2019 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. **MEMBERS ONLY**SIGN UP NOW***... is a registered trademark... of the Financial Industry Regulatory Authority, Inc. The role of Enforcement Director is a highly specialized and senior level position within the organization. As such, it requires a high...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Organization: - FINRA (Financial Industry Regulatory Authority)... Overview: - FINRA is a not-for-profit entity... operating under the oversight of the SEC. - Our mission is investor protection and market integrity. - We sit at the nexus...
Specialist Team - All FINRA Locations H1: Join... a Principal Investigator for FINRA H2: Conduct High... Securities Industry Organization: FINRA (Financial Industry Regulatory Authority)... Department: Member Supervision Full-Time Position Job Requisition ID: R-008048...