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to any employee at FINRA without a valid written... the sole property of FINRA and no fee will... person is hired by **MEMBERS ONLY**SIGN UP NOW***. Job Title:... Risk Monitoring - Any FINRA Location Experience Level: Mid-Level... Salary Range: $79,500 -...
Risk Monitoring Organization: FINRA Location: Any **MEMBERS ONLY**SIGN UP NOW***... Location Salary Range:... $92,500 - $200,200 (Based on location and qualifications) Experience: Bachelor's degree in Finance, Accounting, Business or related field(s), or equivalent combination of education and relevant experience...
Senior Paralegal, Oversight Liaison and Counsel at Organization H2: Full-Time Position with Competitive Salary and Benefits Organization is seeking a Senior Paralegal to provide support to the Office of Oversight Liaison and Counsel (OLC) attorneys and senior management. This...
in the securities industry with experience in FINRA's Corporate Financing Rules ... Organization: FINRA (Financial Industry Regulatory Authority)... Department: Corporate Financing Department Full Time Position H1 and H2 Friendly Headings: H1: Vice President, Corporate Financing De...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Capital Markets Policy H1: Join FINRA as Vice President &... Associate General Counsel, Capital Markets Policy H2: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold Headlines: Expert Knowledge in High-Impact Regulatory Initiatives Key Source of Legal...
Enforcement - Oversee a team of 5-8 attorneys handling Enforcement cases from start to finish, ensuring accurate and timely resolution. Salary Information: Varies based on location, experience, and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minimum 7...
The Enforcement Director position is a full-time role responsible for managing a team of Enforcement attorneys and overseeing all stages of Enforcement cases. The Director is responsible for ensuring high-quality and timely outcomes in each matter, as well as...
About FINRA FINRA is an... in the United States. FINRA works to protect investors... in a public trust. FINRA employs a diverse workforce... H1: Join the FINRA Team as an Enforcement... Counsel H2: Resolve Non-Complex Enforcement Matters...
FINRA is an Equal Opportunity... Location: Various Locations Organization: FINRA Department: Enforcement Employment Type:... Time Overview: FINRA, the Financial Industry Regulatory... Authority, is seeking a highly qualified and experienced Enforcement Principal Counsel to join our team. The selected...