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About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...
will be reviewed by FINRA's Talent Acquisition team and... Risk Monitoring - Any FINRA Location Organization: **MEMBERS ONLY**SIGN UP NOW***... Location: Any **MEMBERS ONLY**SIGN UP NOW***... Location (CA, CO, HI,... MN, VT, IL, Jersey City, NJ, NY, MD, Washington DC, WA) Salary Range:...
Financial LLC (“LPL”) is an Equal Opportunity Employer and is committed to diversity in its workforce. We encourage applicants from a diverse background to apply. H1: **MEMBERS ONLY**SIGN UP NOW***. is Hiring an AVP, Associate Counsel for Institutional Services H2: Join Our Team...
(Corporate Securities – Multiple Offices): - Join a growing and dynamic securities group at a leading law firm - Work with experienced attorneys in a supportive and collaborative environment - Opportunity to work in any of our...
the Head of Advisory and Commercial Legal, you will lead a team of attorneys and legal staff in managing the legal and regulatory requirements related to LPL’s brokerage and advisory platform, business development initiatives, and commercial transactions. This is a...
Join Saul Ewing as a Senior Associate or Counsel in Corporate Securities H2: Opportunity to Join a Sophisticated and Entrepreneurial Practice in Multiple Offices Saul Ewing, a leading law firm, is seeking an experienced senior associate or counsel to...
Mid-Level Associate (Corporate Securities) - Join Our Expanding Law Firm H2: Experienced Associate Position Available in Multiple Offices Saul Ewing's is seeking a Mid-Level Associate with four to five years of experience in corporate securities to join our growing...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
deep understanding of public company regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934. This role involves handling various aspects of securities offerings, SEC reporting, and corporate governance. Experience with broker-dealer, FINRA, investment adviser, or...
law firm in Boston, MA, is seeking a Senior Corporate Securities Associate Attorney or Counsel with extensive experience in securities law and corporate governance. The ideal candidate will have a strong background in public company regulations, securities offerings, and compliance...