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Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
and Securities Associate Position at Prestigious Law Firm in San Francisco, New York, or Denver H1: Join Our Team as a Corporate and Securities Associate at a Top Law Firm in San Francisco, New York, or Denver H2:...
FINRA is an Equal Opportunity... sexual orientation, gender identity, veteran status or any other classification protected by federal state or local laws as appropriate, or upon the protected status of the person’s relatives, friends or associates. FINRA abides by...
Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX Full Time - R-008297 - Posted Today The Organization is currently seeking a highly qualified Director, Enforcement to join our team in multiple locations. This is a full-time position...
H1: "Join FINRA as a Director of... Outcomes" Director, Enforcement Full-time position with FINRA Job ID: R-008299 Location: Various locations... across the US We are seeking a highly skilled and experienced Director of Enforcement to join our team. In this role, you will lead a...
research, and develop legal strategies to assess and prosecute cases. The ideal candidate will have a minimum of seven years of relevant legal experience in the financial regulatory field and possess a strong understanding of securities laws and FINRA ru...
points: -Position: Associate General Counsel, Regulatory -Job type: Full time -Posted: Yesterday -Job requisition ID: R-008412 -Responsible for managing and directing the adoption of new regulatory requirements -Provides expert knowledge and advice to the Board of Governors and senior management...
Litigation Associate Attorney at **MEMBERS ONLY**SIGN UP NOW***. . **MEMBERS ONLY**SIGN UP NOW***. . is a full-service business law firm with Denver roots and an international reach. We represent individuals and public and privately held businesses from small start-ups to Fortune...
office of a BCG Attorney Search Top Ranked Law Firm seeks a litigation associate attorney with 4-6 years of litigation experience. The candidate will gain immediate experience working with clients and providing litigation support to the firm?s shareholders, including legal...
About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...