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Job Title: Manager of Financial Services Regulatory Compliance ... as a Manager of Financial Services Regulatory Compliance ... Positive Impact in the Financial Industry Bold Headline:... a Difference in the Financial Industry as a Manager... of Regulatory Compliance - Full-time......
Financial Services - Regulatory Compliance... consistently deliver quality client services. Monitor progress, manage risk... and ensure key stakeholders are kept informed about progress and expected outcomes. Stay informed of current business and industry trends relevant to the client's business. Demonstrate...
Financial Services - Regulatory Compliance... consistently deliver quality client services. Drive high-quality work products... within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Manage expectations of client...
Financial Services - Regulatory Compliance... strategic and innovative solutions. Deliver consistent high-quality work-product. Stay informed of current business and industry trends relevant to the client's business. Manage all aspects of an engagement - from daily subject matter and regulatory iss...
Mid- to Senior-level Financial Services Compliance and Regulatory... Associate The candidate must... working on compliance and regulatory matters. Should ideally have... experience working with and counseling advisors and broker-dealers on regulatory and compliance-related issues, including... sets include: statutory and regulatory...
Law Firm Seeks Financial Services Compliance & Regulatory... H1: Join Our Market-Leading Financial Services Practice Group ... experience in compliance and regulatory matters? Do you have... a strong understanding of the Investment Advisers Act of 1940 and the Investment Company...
a Mid-Level - Senior Financial Services Compliance and Regulatory... regulatory matters within the financial services sector. The ideal... candidate will have a strong background in advising registered investment advisors and broker-dealers on regulatory issues, focusing on the... Investment Advisers Ac...
experienced Mid-Level - Senior Financial Services Compliance and Regulatory... Associate Attorney. The ideal... a robust compliance and regulatory background, with specific expertise... in advising registered investment advisors and broker-dealers. This role requires a deep understanding of the Investment Advisers Act...
a highly qualified Consumer Financial Services Associate Attorney. The... ideal candidate will have 3-5 years of state and federal court litigation experience, be admitted to the California Bar, possess excellent academic and professional credentials, demonstrate superior research and writing ability,...
a law firm or financial regulator, or financial institution... Job Description: Optum, a global organization focused on delivering care and promoting health outcomes through technology, is seeking an Associate General Counsel to join their team at Optum Bank....