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title: Principal Analyst, Regulatory Services Management - Organization: FINRA's... Market Regulation and Transparency Services - Location: Various locations... (see below for salary information) - Education and experience requirements: Bachelor's degree and 8 years of experience, or equivalent combination of education...
The Vice President, Regulatory Liaison is a high-level... strengthening the Office of Regulatory Liaison (ORL) within Member... role requires an experienced regulatory professional with significant knowledge... of securities, compliance, and financial regulations. The VP, Regulatory... Liaison will serve as... the...
Job Title: Director, Regulatory Services Management at FINRA ... FINRA as Director, Regulatory Services Management H2: Lead... and Reporting for Regulatory Services Management at FINRA -... as Centralized Resource for Regulatory Operations on CMRWG and... All Aspects of Quarterly Regulatory Service Agreement Meetings and......
Market Regulation & Transparency Services Salary Information: Minimum $149,600,... Maximum $351,200 Full-Time Position R-008276 Job Requisition ID Posted Today Work Location: Various (CA, DC, CO, HI, Market Regulation & Transparency Services H2: Essential Job Functions... Market Regulation & Transparency Services...
experienced attorneys in the regulatory field – the Assistant... General Counsel, Regulatory position at **MEMBERS ONLY**SIGN UP NOW***. This... this is a highly desirable position for those with a passion for regulatory work and a drive... to succeed. As the Assistant General...
the firm's Boca Raton, Florida office Salary: Commensurate with experience Department: Legal Administrative Assistant Experience: At least one year H1: Join Our Team as a Legal Administrative Assistant H2: Seeking a Detail-Oriented and Professional Legal...
Functions Organization: FINRA (Financial Industry Regulatory Authority) Job... Title: Principal Analyst, Risk Monitoring Job Type: Full Time Salary: Varies by location and experience Job Requisition ID: R-008120 Posted On: Posted Today Job Summary: The Principal Analyst, Risk Monitoring...
Monitoring Principal Analyst - Any FINRA Location Full Time - Posted Today R-008249 JOB SUMMARY The Risk Monitoring Principal Analyst is responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members, reporting to...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...