BANKING OPERATIONS: A POSITION WITH **MEMBERS ONLY**SIGN UP NOW***. **MEMBERS ONLY**SIGN UP NOW***. is seeking a mid-level attorney with 5-10 years’ relevant experience to join our legal team. In this role, you will support commercial, consumer and professional deposit activity, and general bank...
Description and Essential Functions Overview: FINRA (Financial Industry Regulatory Authority) is... currently seeking a Senior Litigation Counsel for their Enforcement Services department. This position involves litigating nationwide non-disciplinary and disciplinary proceedings and arguing appeals before the National Adjudicatory Council. The ideal candidate...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Principal Investigator, NCP - IRG - All FINRA Locations: Salary Information, Job Title, and Experience Information Job Title: Associate Principal Investigator, NCP - IRG Salary Range: - CA: Minimum Salary $109,600, Maximum Salary $206,200 - CO/HI/MN/VT*: Minimum Salary...
Level: Bachelor's degree or equivalent relevant experience required; advanced degree or law degree preferred Organization: FINRA (Financial Industry Regulatory Authority) Department:... Initial Review Group (IRG) Location: All FINRA locations (Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX;...
market integrity. They oversee the securities industry, including stockbrokers, brokerage firms,... and securities exchanges. FINRA is responsible for regulating over 3,700 brokerage firms and over 600,000 registered securities representatives across the United States. Position Overview: FINRA is seeki...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Career! Organization: FINRA Department: Risk Monitoring Job Type: Full Time Salary: $79,500 - $170,900 (Varies by Location) Job Requisition ID: R-008962 Overview: FINRA, the Financial Industry Regulatory Authority, is... seeking a highly s...
Denver, CO; Dallas, TX; Boston, MA; Woodbridge, NJ; Washington, DC; Chicago, IL; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York, NY; Los Angeles, CA FINRA, the Financial Industry Regulatory Authority, is... seeking a Principal Investigator for their Nationa...
Principal Analyst, Dispute Resolution - Full Time - FINRA H2: Essential Job Functions - Develop and implement policies for FINRA's arbitration program - Advise regional offices on case administration issues - Conduct staff training on new rules and procedures...
and Standards Organization: FINRA (Financial Industry Regulatory Authority) Experience... in securities, compliance or financial regulatory roles, preferably with... Required: Bachelor's degree in a related field such as Accounting, Finance, Economics, Business Administration. Advanced degree (MBA, JD) and/or relevant industry certi...
Organization: FINRA Job Title: Legal Extern, Enforcement (UNPAID) Experience: Graduate student pursuing JD or LLM, preferred securities law or brokerage regulations knowledge Salary: Unpaid, must earn at least one credit Term: Fall 2025 semester, August-December Time Type: Part-time, minimum...
of experience in the financial industry, preferably with experience... in FINRA's Exam and/or Risk Monitoring program. Prior experience in a senior-level position, providing leadership and guidance to more junior staff members. Demonstrated experience in conducting risk assessments and...
Senior Principal Analyst Position at **MEMBERS ONLY**SIGN UP NOW***. Organization: Financial Industry Regulatory Authority (**MEMBERS ONLY**SIGN UP NOW***.) Job... Title: Senior Principal Analyst, MS Operations, Procedures and Standards Experience: Minimum of 8 years Salary Range: - California: $128,000 - $242,600 - Colorado/Hawaii/Minnesota/Vermont: $111,400 - $202,100 - Illinois: $122,800 - $222,400 - Jersey City, NJ/N...