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Litigation Counsel, Enforcement - Any FINRA Location Overview: The Senior Litigation Counsel, Enforcement will have the opportunity to work on complex disciplinary and non-disciplinary proceedings nationwide, as well as brief and argue appeals before the National Adjudicatory Council...
Title: Assistant General Counsel, Regulatory Salary Range: $127,300 -... legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location:... Various locations... FINRA as an Assistant General Counsel, Regulatory H2: Protect Investors and... Maintain Market Integrity in this Senior-Level Legal Role...
market integrity. They oversee the securities industry, including stockbrokers, brokerage firms,... and securities exchanges. FINRA is responsible for regulating over 3,700 brokerage firms and over 600,000 registered securities representatives across the United States. Position Overview: FINRA is seeki...
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