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Title: Assistant General Counsel, Regulatory Experience: 6-8 years Location:... Type: Full-time Overview: FINRA, the Financial Industry Regulatory Authority, is... seeking an... experienced Assistant General Counsel to provide legal advice and support for the adoption of new regulatory initiative...
Title: Associate General Counsel, Regulatory - Full Time ... H1 Heading: Join FINRA as an Associate General Counsel, Regulatory H2 Heading: Expert... Legal Counsel Opportunity in the Securities Industry Organization: FINRA ... Department: Office of General Counsel...
Difference in the Securities Industry SEO Job Title:... Organization: - FINRA (Financial Industry Regulatory Authority) ... The... Department: - Enforcement Location: - Various locations including Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas,...
registered trademark of the Financial Industry Regulatory Authority, Inc.... Director, Enforcement - Job Description Summary: - The Director of Enforcement is responsible for managing a team of attorneys to develop and resolve Enforcement cases from start to...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
needs for clients. You will be responsible for managing global tax rates, finding areas of cost reduction, and responding to inquiries from regulatory authorities. This role will... give you a global perspective and an understanding of tax issues related t...
law firm in Boston, MA is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The ideal candidate will provide comprehensive legal advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,...
Conduct Research for FINRA Enforcement Team Job Summary: FINRA, the Financial Industry Regulatory Authority, is... seeking a highly skilled and motivated Paralegal to join our Enforcement team. This role will support our staff attorneys by conducting legal research, prepari...
Time FINRA, the Financial Industry Regulatory Authority, is... currently seeking a highly skilled and experienced Senior Director to lead our Enforcement Central Intake Group (CIG). This position is responsible for overseeing the intake, assessment, and assignment of all matters...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...