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that regulates the securities industry. FINRA is dedicated to... FINRA member firms must pass the Series 7 exam, as well as the Securities Industry Essentials (SIE) exam, and... be registered with the . Securities and Exchange Commission (SEC) and i...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or any other factor. FINRA is...
Join FINRA as a Paralegal in the Enforcement Department! H2: Investigative and Legal Support Opportunity at FINRA - Apply Now! Summary: Join FINRA, the Financial Industry Regulatory Authority, as... a Paralegal in the Enforcement Department! This full-tim...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Significant securities, compliance or financial regulatory experience Salary Information:... based on location and individual qualifications Organization: FINRA (Financial Industry Regulatory Authority) Department:... Member Supervision H1: Lead and Implement the Strategic Direction of Cause Investigations H2: Essential Job Fu...
the head of Strategic Regulatory Engagement (“SRE”). The role... in securities, compliance, or financial regulation, along with a... bachelor’s degree. An MBA, JD, or other relevant graduate degree is preferred. Reporting directly to the head of SRE, the Strategic...
Paid time off and holidays Employee discounts and wellness programs Job Title: In-House Counsel Experience Information: Minimum 3 years of legal experience Experience in fintech and financial services law O......
is an Equal Opportunity Employer committed to a diverse work culture. M/F/D/V. Summary: The Complex Claims Specialist position at CNA is a full-time role with a focus for Public Companies and Financial Institutions. This position offers......
Complex Claims Consultant - Financial Lines/Public D&O ... Full time posted on Posted Today job requisition id R-4137 You have a clear vision of where your career can go. And we have the leadership...
Complex Claims Consultant - Financial Lines/Public D&O ... Full time posted on Posted Today job requisition id R-4137 You have a clear vision of where your career can go. And we have the leadership...