providing transactional support and regulatory advice to the company's... national Public Finance business. The role involves performing significant and complex legal work while regularly interacting with management. The Senior Counsel is expected to oversee legal research, analysis, consultation, and documentation...
candidate will be expected to provide transactional support and regulatory advice to the company’s... national Public Finance business. Key responsibilities include: - Performing significant and complex legal work while regularly interacting with management. - Overseeing legal research, analysis, consultation, and documentation wit...
Title: Counsel - Litigation Job Responsibilities: - Manage litigation for multiple lines of business, including Retail Banking. - Provide advice on legal compliance and risk management. - Oversee legal research and analysis. - Collaborate with outside counsel. - Interface with multiple internal clients at various management...
Title: Staff Counsel - Bankruptcy and Business Restructuring Job Responsibilities: The Staff Counsel role within the company's Bankruptcy and Business Restructuring organization involves providing a wide array of legal guidance and support. Key responsibilities include: - Delivering legal advice and support to asset...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
as an Associate Principal Investigator H2: Investigate Regulatory Intelligence at **MEMBERS ONLY**SIGN UP NOW***. Locations... Nationwide Organization: **MEMBERS ONLY**SIGN UP NOW***. (Financial Industry Regulatory Authority) Job Type:... Full Time Salary... Range: $81,900 - $176,000 Experience Level: Mid-Senior Level Job Requisition ID: R-009227 Overview: **MEMBERS ONLY**SIGN UP NOW***. is seeking an Associate Principal Investigator to join their I...
responsible for researching, assessing and reporting data for the investigative due diligence practice and its clients. Job Duties: Collects legal, financial, employment, academic and social... media-oriented information on companies, individuals and other topics from a wide rang...
Customer Data and Fulfill Regulatory Obligations as Senior Counsel... at PNC Bold Headlines: - Experienced Lawyer Wanted for Technology, Data, Privacy, and Security Support - Be Part of a Global Team of Professionals at PNC Legal - Prioritize Innovation...
Title: Counsel II - Insurance Operations Job Responsibilities: - Assist with the organization and direction of the company's legal activities. - Direct the defense of the company against lawsuits or claims and initiate legal actions to support the company's claims against others. - Provide...
this legal externship with FINRA, you will have the opportunity to work closely with experienced attorneys, investigators, and management in the Enforcement department. Your main responsibilities will include conducting legal research and writing, reviewing documents, and assisting with preparation for...
at FINRA H2: Essential Job Functions and Requirements Bold Headlines: Develop Strategic Plans, Collaborate with Risk Monitoring, Provide Strategic and Tactical Advice, Manage Examination Directors, Participate in Industry Conferences, Ensure Recruitment and... Development of Staff, Bachelor's Degree Required, Significant Securities or Financial...
Provided None Location Simsbury, CT, United States and 11 more Education Requirements Bachelor's Degree (±16 years) Job Code 17746 H1: ESIS ProClaim Senior Specialist - Simsbury, CT H2: Experienced Claims Representative for Commercial General Liability...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies...
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......