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title: Assistant General Counsel, Regulatory H1 heading: Join... Assistant General Counsel in Regulatory H2 heading: Senior-Level... Legal Advisor in Regulatory Initiatives Bold headline:... regulatory initiatives. FINRA (Financial Industry Regulatory Authority) is... that regulates the securities industry i...
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies...
Job title: Financial Services Global Structuring -... join their International Tax Services team. This team focuses on helping clients with their cross-border tax needs by managing tax rates, finding cost reduction opportunities, and responding to regulatory inquiries. The Senior As......
is a network of firms committed to delivering quality in assurance, tax and advisory services. We help resolve complex issues for our clients and identify opportunities. Learn more about us at . At PwC, we develop leaders at all...
title: Director, Enforcement Experience: Minimum of 7 years in securities-related regulatory and/or complex litigation experience,... with at least 5 years in a regulatory entity, member firm, or... law firm Remove contact information, phone, fax, address, and location Replace company na...
registered trademark of the Financial Industry Regulatory Authority, Inc.... Information: - Minimum of 7 years of securities-related regulatory and/or complex litigation experience -... Minimum of 5 years working for a regulatory entity, member firm, or... law firm with direct involvement in se...
that regulates the securities industry. FINRA is dedicated to... FINRA member firms must pass the Series 7 exam, as well as the Securities Industry Essentials (SIE) exam, and... be registered with the . Securities and Exchange Commission (SEC) and i...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or any other factor. FINRA is...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...