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Job title: Principal Analyst, Regulatory Services Management - Organization:... FINRA's Department of Market Regulation and Transparency Services - Location: Various locations (see below for salary information) - Education and experience requirements: Bachelor's degree and 8 years of experience, or equivalent...
registered trademark of the Financial Industry Regulatory Authority, Inc.... level of experience and expertise in securities-related regulatory and/or complex litigation. The... Director will be responsible for managing a team of Enforcement attorneys, overseeing a diverse docket of cases, and ensurin...
in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry that it regulates. FINRA’s... independent regulation pl...
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Functions Organization: FINRA (Financial Industry Regulatory Authority) Job... Title: Principal Analyst, Risk Monitoring Job Type: Full Time Salary: Varies by location and experience Job Requisition ID: R-008120 Posted On: Posted Today Job Summary: The Principal Analyst, Risk Monitoring...
FINRA is the Financial Industry Regulatory Authority, Inc.,... public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...