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Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of... location and qualifications) Organization: FINRA (Financial Industry Regulatory Authority) Department: Office... of General... locations (Washington, DC; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL) H1: Join FINRA as an Assistant General Counsel, Regulatory! H2: Become...
FINRA, a leading securities industry regulator. This position requires... 10 years of experience in the securities industry, including expertise in FINRA’s... Corporate Financing Rules. The Vice President will be responsible for managing the Department’s regulatory review programs, policy and... rul...
Financial Services Global Structuring -... Manager Financial Services Global Structuring -... Manager Apply Job Category International Tax Services Level Manager Specialty/Competency International Tax Services Time Type Full time Travel Requirements Up to 20% Job ID 567115WD Location(s) IL-Chicago, TX-Austin, DC-Washington,...
Associate - Global Structuring Financial Services Salary: Competitive and... a Senior Associate in Global Structuring Financial Services H2: Become a... Part of Our International Tax Services Team Responsibilities: - Provide tax advice and support to PwC clients on cross-borde...
Responsibilities Organization: FINRA (Financial Industry Regulatory Authority) Job... Minimum 7 years of regulatory and/or litigation experience in... the securities industry Location: Multiple locations in... the United States Salary Range: $127,300 - $296,100 (varies by location and experience) Over...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at ....
Litigation Counsel, Enforcement The organization is currently seeking a Senior Litigation Counsel to join their Enforcement team. This role will be responsible for representing the organization in complex disciplinary and non-disciplinary proceedings, as well as handling appeals before the...
Our Team as an Associate Principal Analyst, Risk Monitoring H2: Conduct Risk Monitoring for FINRA Members and Analyze Regulatory Intelligence FINRA, the... Financial Industry Regulatory Authority, is... seeking a... skilled and motivated individual to join our team as...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...