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Senior Corporate Attorney at Law Firm Law Firm is seeking a highly skilled and motivated Corporate Attorney to join our esteemed legal team in our growing Corporate Transactional Department. The successful candidate will have the opportunity to work on...
Overview: A law firm seeks a highly qualified Senior Corporate Attorney to provide expert legal counsel on diverse corporate matters. The successful candidate will play a pivotal role in corporate transactions, legal research, and client interactions, ensuring compliance with regulations...
an Impact in the Financial Industry Bullet Points:... - Seeking experienced litigator to handle nationwide disciplinary and non-disciplinary proceedings - Represent FINRA in complex cases involving federal securities laws and SRO rules - Argue appeals before the National Adjudicatory...
Job title: Principal Analyst, Regulatory Services Management - Organization:... FINRA's Department of Market Regulation and Transparency Services - Location: Various locations (see below for salary information) - Education and experience requirements: Bachelor's degree and 8 years of experience, or equivalent...
legal experience in the financial regulatory space. The successful... candidate will be responsible for performing rigorous assessments and effective advocacy in Enforcement matters. They will also collaborate with other FINRA departments and prioritize matters based on risk. This role offers...
Designer - Full Time Position at FINRA FINRA is a non-profit organization that operates under the oversight of the SEC. Our mission is to protect investors and maintain market integrity. We are currently seeking an experienced Instructional Designer to...
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Functions Organization: FINRA (Financial Industry Regulatory Authority) Job... Title: Principal Analyst, Risk Monitoring Job Type: Full Time Salary: Varies by location and experience Job Requisition ID: R-008120 Posted On: Posted Today Job Summary: The Principal Analyst, Risk Monitoring...