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President, Corporate Financing Department - Salary Information Salary Range: $175,600 - $345,700 Job Title: Vice President, Corporate Financing years in the securities industry with experience in FINRA's... Rules Organization: FINRA (Financial Industry Regulatory Authority) ... Department:......
Director, Regulatory Services Management - Full... H1: Apply for Director, Regulatory Services Management at **MEMBERS ONLY**SIGN UP NOW***... rewarding career in the financial industry? FINRA, the Financial... Industry Regulatory Authority, is... currently seeking... a Director, Regulatory Services Management to join... our team. In...
and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minimum 7 years in securities-related regulatory and/or complex litigation, with... at least 5 years working for a regulatory entity, member firm, or... law firm. Responsibilities: - Ma...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and...
is an Equal Opportunity and Affirmative Action Employer Enforcement Principal Counsel - Job Description Location: Various Locations Organization: FINRA Department: Enforcement Employment Type: Full Time Overview: FINRA, the Financial Industry Regulatory Authority, is... seeking a...
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resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......