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Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years... legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location:... Washington, DC,... R-008376 FINRA, the Financial Industry Regulatory Authority, is... seeking an... an Assistant General Counsel, Regulatory. In this role, the......
Title: Associate General Counsel, Regulatory Salary Information: - Minimum... Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider...
policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members. H1: Vice President, Corporate Financing - Lead and Manage Department for Regulatory Compliance and Investor Protection... H2: Develop Policies, Collaborate with Other Departments,...
registered trademark of the Financial Industry Regulatory Authority, Inc.... Director, Enforcement - Up to $296,100 per year, based on location and experience FINRA is seeking a highly skilled and experienced Director of Enforcement to lead a team of...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age, national origin, disability, veteran status...
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Members FINRA, the Financial Industry Regulatory Authority, is... seeking an experienced Associate Principal Analyst to join their Risk Monitoring team. This is a full-time position with the opportunity to work in various locations, including Boston, MA; Boca Raton, FL;...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Analyst, Risk Monitoring Department: Risk Monitoring Location: All FINRA Locations Salary Range: $108,200 - $235,500 (varies by location and experience) Overview: FINRA (Financial Industry Regulatory Authority) is... seeking a Senior Principal Analyst, Risk Monitoring...
Services - Organization: FINRA (Financial Industry Regulatory Authority) -... in securities, compliance or financial regulation - Education: Bachelor's... degree required, MBA, JD, or other relevant graduate degree preferred - Location: Full-time, office environment with occasional travel required - Job requisition...