and Securities Associate Position at Prestigious Law Firm in San Francisco, New York, or Denver H1: Join Our Team as a Corporate and Securities Associate at a Top Law Firm in San Francisco, New York, or Denver H2:...
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Schwab mutual funds and ETFs (exchange-traded funds). Will primarily... assist in the creation and on-going maintenance of mutual fund registration statements, including filing and amending the funds’ registration statements, drafting and filing supplements, and various other SEC filings including proxy...
Governance and Disclosure Legal Assistant Duties: Provide support to the Fund Board Group and the Fund Disclosure Group and assist in filing, drafting, coordinating, producing, maintaining and disseminating materials in connection with board meetings, and with disclosure related filings,...
Asset Management Compliance Duties: Support several of Fidelity’s investment advisers offering a wide range of products and services. Accountable for compliance due diligence of third-party money managers seeking to serve as sub-advisers to certain of mutual funds and exchange-traded...
Counsel Duties: Responsible for handling legal matters as they relate to Janus’ . Intermediary Distribution business as well as regulatory research and reporting matters. Provides legal advice and support for the following areas: All aspects of the distribution of...
& Assistant General Counsel The candidate will serve as Chief Legal Counsel and Secretary to . mutual fund products. Primary responsibility for management of the fund registration statement disclosure process and support of mutual fund Boards of Trustees, including...
number of ALPS sponsored ETFs, closed-end funds and mutual... funds, including preparation of registration statements, prospectus and SAI disclosure and materials for board consideration. Serve as a legal resource for internal business clients and internal compliance professionals on issues concerning...
a number of sponsored ETFs, closed-end funds and mutual... funds, including preparation of registration statements, prospectus and SAI disclosure and materials for board consideration. Serve as a legal resource for internal business clients and internal compliance professionals on issues concerning...
Counsel Duties: Provide legal support for innovative ETF and VIT fund families, including investment company and exchange regulations, board of trustee support, registration statement and disclosure matters, and general investment adviser and investment company research and reporting. Provides legal advice...
Mutual Fund Attorney The candidate will advise senior management and key business group clients on legal issues arising out of the ongoing operations of the firm and related service providers and help ensure these activities are conducted in compliance with...
Counsel The candidate will work on all aspects of the distribution of firm’s US mutual funds (retail and variable insurance trust products) and exchange-traded funds (ETFs) through intermediaries including broker-dealers,... retirement platform providers, insurance companies, banks and other financial service...