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Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of...
Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete...
Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters...
Investigator, Vulnerable Adults and Seniors Team (VAST) - All FINRA Locations - Conduct complex risk-based investigations of FINRA member firms and registered representatives involving potential Elder Financial Exploitation (EFE) - Provide consultation services to FINRA staff and collaborate with...
key client issues in domestic federal, international and state... and local taxation with a focus on implementing tax strategies that align with the client's business objectives. Manage tax compliance accounts for hedge funds and or private equity funds. Review extensive...
& Engaging Team Environment. Opportunity for Growth & Advancement within the Firm. Positive Work-Life Balance. Firm Sponsored Social Events and Activities. Qualifications: -Active Bar membership in the State of Florida. -Minimum of five years of experience...
benefits, including a 401(k) retirement plan, health and dental plan contributions, subsidized gym membership, and disability coverage.Duties:Represent clients in legal proceedings, hearings, and trials related to family law matters such as divorce, child custody, adoption, and domestic violence.Draft legal docum...
Project Manager - Join a Leading Law Firm in Multiple Locations! Job Overview: As the eDiscovery Project Manager at our prestigious law firm, you will play a crucial role in promoting and implementing eDiscovery protocols to support our strategic...
are committed to creating and maintaining an inclusive and accessible workplace where everyone feels valued and respected. This includes providing accommodations for individuals with disabilities and individuals with religious obligations or restrictions. Please contact us at or via email...