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FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age,...
Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL Employment Type: Full-time Job Requisition ID: R-008376 FINRA, the...
Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Analyst, Public Offerings - Job Summary: The Senior Analyst in Corporate Financing Public Offerings is responsible for analyzing complex and high-profile public offering transactions. This role requires a Bachelor's degree and three to five years of related financial industry...
Bullet Points: - Lead and participate in investigations of medium to high and high complexity matters related to Elder Financial Exploitation (EFE) - Conduct examination tasks and reviews... in collaboration with other departments - Conduct interviews with relevan...
President, Corporate Financing - Lead and manage the Corporate Financing Department within FINRA's Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members....
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
- Job title: Principal Investigator, VAST - All FINRA Locations - Full-time position - Job requisition ID: R-008480 - The Vulnerable Adults and Seniors Team (VAST) is a specialized unit within FINRA's National Cause and Financial Crimes Program (NCFC)...