Title: Bank Regulatory Deposits Attorney, Vice President Experience: 7+ years of experience in private or consumer banking or wealth management products Location: New York City/Washington, DC Salary Range: USD 170,000 - 270,000 Department: Legal Company:...
OverviewA law firm in Washington, DC, is seeking a Mid-Level to Senior Financial Services Compliance and Regulatory Associate Attorney to join its team. The ideal candidate will have substantial experience in compliance and regulatory matters, specifically with registered investment advisors...
Associate, Trade & Customs - First Sale **MEMBERS ONLY**SIGN UP NOW***. is currently seeking an Associate/Senior Associate to join our Trade and Customs practice. This role offers the opportunity to become an integral part of a dynamic team at one of the...
**MEMBERS ONLY**SIGN UP NOW***. is currently seeking an experienced Associate/Senior Associate to join their Trade and Customs practice at one of their many locations across the United States. This position offers the opportunity to work with high-profile clients in a collaborative and...
Title: Associate, Trade & Customs Salary Range: $59,300 - $99,200 Experience Level: Experienced Overview: Join a top tax firm and be an integral part of a dynamic team at **MEMBERS ONLY**SIGN UP NOW***.. Enjoy a collaborative, future-forward culture and access to...
Title: Senior, International Tax (Investment Management) Job Type: Full-time Experience: 3+ years Salary Range: $73,500 to $161,200 Department: International Private Equity and Investment Management Location: Multiple locations (see below) H1 Heading: Join **MEMBERS ONLY**SIGN UP NOW***.'s International...
Senior – Financial Services – Mutual Fund Tax (East Region City Locations)** **Position Summary:** - Seeking a Tax Senior with a passion for financial products and experience in regulated investment companies, Subchapter M, section 4982 excise calculations, and...
Tax Senior Consultant, Global Trade Advisory - Job Title: International Tax Senior Consultant, Global Trade Advisory - Salary Range: $73,430 to $167,180 per year - Experience: 3+ years in Import, Export and/or Technology Enablement (operational, government, law firm, or...
- Job title: Trade & Customs Senior Associate - Location: Multiple cities across the US (Atlanta, Boston, Charlotte, Chicago, Dallas, Detroit, Houston, Los Angeles, McLean, Miami, New York, Philadelphia, San Francisco) - Career level: Experienced - Salary range: $75,800...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
the legal industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies... before f...
Financial is seeking an experienced attorney to join its corporate legal advice team as Senior Vice President, Associate General Counsel. This position is responsible for providing strategic legal advice to various business units within the company and will report to...
H1: VP Assistant General Counsel - Institution Services at **MEMBERS ONLY**SIGN UP NOW***. H2: Join Our Team and Make a Difference! Job Title: Vice President, Assistant General Counsel Company: **MEMBERS ONLY**SIGN UP NOW***. Department: Institution Services Legal Team Location: Fort Mill,...
Benefits: Life Insurance (for employees, spouses, domestic partners and children), Disability Insurance, Accidental Death & Dismemberment Insurance, Business Travel Accident Insurance, Employee Discounts, Tuition Reimbursement, and Employee Referral Program. Public Company Senior Paralegal & North America Co-Regional...
is seeking an experienced Compliance Officer to join their team in Arlington, VA. As a senior member of the team, the Compliance Officer will play a vital role in ensuring Homestead’s adherence with federal securities rules and regulations. The Compliance...
Manager, Global Trade Technology - SAP GTS Atlanta, GA; Boston, MA; Cincinnati, OH; Columbus, OH; Dallas, TX; Denver, CO; Detroit, MI; Houston, TX; Los Angeles, CA; Minneapolis, MN; Montvale, NJ; New York, NY; Philadelphia, PA; Raleigh, NC; Seattle, WA;...
friendly job title: Assistant General Counsel, International at **MEMBERS ONLY**SIGN UP NOW***. H1: Join **MEMBERS ONLY**SIGN UP NOW***. as an Assistant General Counsel, International H2: About the Job and Company Bold Headline: Democratizing Finance for All - Join **MEMBERS ONLY**SIGN UP NOW***.'s Growing Team **MEMBERS ONLY**SIGN UP NOW***....
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Seeking Financial Services Compliance & Regulatory Associate Mid-level to Senior Associate Positions Available in All Offices Salary Range: $260,000 - $330,000 (annualized) **MEMBERS ONLY**SIGN UP NOW***. is currently seeking an experienced associate attorney to join our Financial Services Practice Group. With...
is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Senior Paralegal, Oversight Liaison and Counsel - Full Time Position with FINRA H2: Join Our Team and Make a Difference in the Financial Industry Organization: **MEMBERS ONLY**SIGN UP NOW***. Department: Office of Oversight Liaison and...
Mid-Level Associate: Financial Institutions Group at **MEMBERS ONLY**SIGN UP NOW***. **H2: Exciting Opportunity for Mid-Level Associate in Financial Institutions Group at Top Law Firm! **Job Title: Mid-Level Associate: Financial Institutions Group **Job Location: New York or Washington...
is currently seeking a VP, Associate Counsel to join their Regulatory Enforcement group within the Legal department. This position is available in Fort Mill, SC, Washington, DC, Boston, MA, or San Diego, CA and offers a competitive salary range of...
Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting)...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
DC - Investment Management Junior/Midlevel Associates: - Join a prestigious law firm in Washington, DC with a focus on investment management and the regulation of retail investment advice. - Two positions available: one for a junior associate with 1-3 years...
Associate General Counsel - Join a Dynamic Legal Team **MEMBERS ONLY**SIGN UP NOW***. is seeking an experienced and energetic Attorney to join our Litigation and Arbitration team as the VP, Associate General Counsel. This role is available in 4 locations: San...
Type: Full-time Overview: - The Public Company Accounting Oversight Board (PCAOB) is a nonprofit organization established by Congress to oversee audits of public companies and SEC-registered brokers and dealers. - The... organization's main mission is to protect investo...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
E - Advisory - Senior Consultant - AML Risk Management and Governance Forensic Same job available in 5 locations Atlanta, Georgia, United States Boston, Massachusetts, United States Charlotte, North Carolina, United States New York, New...
President, Underwriting The candidate will support the implementation of Transactional Risk strategies by contributing to business development and growth through cultivating relationships with all key stakeholders and making informed underwriting decisions to enhance the profitability of the portfolio. Generate new...
Director, Office of Chief of Staff, OCLO - Salary Information - Job Title: Senior Director, Office of Chief of Staff, OCLO - Experience: Minimum of 10 years in financial services industry or regulation at FINRA or similar organizations - Education: Bachelor's degree in...
PCAOB is a government agency with oversight over the audits of public companies and broker-dealers. Accordingly, all PCAOB employees are required to comply with PCAOB rules and regulations and the applicable federal securities laws and regulations, including but not limited...
is looking for a Senior Counsel to join our Marketing Solutions team. In this role, you will be responsible for managing a large portfolio of commercial agreements, negotiating complex agreements with customers, and advising stakeholders on legal and business issues....
Director, Financial Intelligence Fusion Center, Member Supervision - Any FINRA Location The Senior Director of the Financial Intelligence Fusion Center (FIFC) within FINRA's Strategic Intelligence and Analytics Program will lead a team responsible for aggregating and disseminating real-time intelligence...
Analyst, Dispute Resolution Job Title: Principal Analyst, Dispute Resolution Organization: FINRA (Financial Industry Regulatory Authority) Department: Dispute Resolution Experience: 5+ years Location: Chicago, IL; Jersey City, NJ; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA Time Type: Full Time Salary...
Investigator, High Risk Representatives - All FINRA Locations H2: Conduct High Complexity Investigations and Provide Guidance to Member Supervision Staff FINRA, the Financial Industry Regulatory Authority, is currently seeking a Principal Investigator to join their team in various locations...
MS Operations, Procedures and Standards - All FINRA Locations FINRA is currently seeking a Director for their Member Supervision Operations, Procedures and Standards team. This individual will report directly to the Vice President and will be responsible for providing...
am able to perform the essential functions of the job with or without reasonable accommodation.* Select... Job Title: Assistant General Counsel, Regulatory Experience: 10+ years of legal practice experience specializing in advising retail broker-dealers Salary Range: $179,000 - $270,000 USD (based on location) Location:...
Summary: The Assistant Special Counsel in the Office of Hearing Officers performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal support to FINRA Hearing Officers in connection with the adjudication of disciplinary proceedings...