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Associate General Counsel, Broker-Dealer/Investment Advisor Group ## Overview Organization is looking for an Associate General Counsel to work in the Broker-Dealer/Investment Adviser Group. The position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop...
Firm Seeking Broker-Dealer Regulatory Attorney in Multiple Locations Are you an experienced attorney with a strong understanding of the securities brokerage industry? Do you have prior industry experience or experience in the regulation of broker-dealers? Holland & Knight, a...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
note that for certain Lawyer/Summer Associate positions, we are not able to provide reasonable accommodations. # Paralegal - Investment Management Law Firm is searching for an experienced Paralegal to join its Investment Management and Broker-Dealer practice areas. The...
Overview: A law firm in Washington, DC, is seeking a Senior Corporate RWI Attorney to provide expert advice and guidance in Representations and Warranties Insurance (RWI) matters. The ideal candidate will have extensive corporate and M&A experience and the ability...
law firm based in Washington D.C. is seeking a seasoned FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess a deep understanding of US federal securities laws, with a proven track...
to Senior-level Financial Services Compliance and Regulatory Associate The candidate must have 4+ years of experience working on compliance and regulatory matters. Should ideally have experience working with and counseling registered investment advisors and broker-dealers on regulatory and compliance-related issues,...
Overview: A law firm in Washington, DC, is seeking a Mid-to-Senior Associate-level Financial Services Compliance and Regulatory Associate Attorney. The ideal candidate will possess a minimum of 4 years of experience in compliance and regulatory matters, particularly in advising registered...
Friendly Job Title: Senior Litigation Attorney - Remote H1 Heading: Join Our Team as a Senior Litigation Attorney! H2 Heading: Looking for a Remote Senior Litigation Attorney? Look No Further! Organization: FINRA Department: Legal Job...