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General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Position Description: NIP Group is a rapidly growing insurance service provider, offering specialty programs for commercial insurance brokers and carriers. We are... currently seeking a Claims Counsel to join our team, specifically for our subsidiary, Conventus Inter-Insurance Exchange. Thi...
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strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at or email . Please note that this number is exclusively for...
Enforcement - Job Posting The role of Director, Enforcement is responsible for managing and overseeing a team of Enforcement attorneys in resolving cases from start to finish. This includes ensuring that all cases are supported by thorough and accurate...
Director, Enforcement - Full Time Position at FINRA H2: Essential Job Functions and Requirements SEO Job Title: Director, Enforcement - Full Time Position at FINRA Director, Enforcement - Full Time Position at FINRA: Essential Job Functions and Requirements...
abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the...
resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...