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Firm Seeking Broker-Dealer Regulatory Attorney with Industry Experience Job Title: Broker-Dealer Regulatory Attorney Salary: Competitive, commensurate with experience Location: All Holland & Knight Offices (H and K) Department: Business Experience: Prior industry experience or experience in the regulation of...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
large, prestigious Chicago based law firm with offices throughout the US has established itself as being the premier, if not the best, labor and employment powerhouse firms in the nation. It now provides a range of legal services, including...
law firm in Boston, MA, is seeking a highly experienced FinTech and Blockchain Counsel with at least 8 years of practice. The ideal candidate will possess extensive expertise in US federal securities laws, SEC interactions, and a strong background in...
Friendly Job Title: Tax Senior Manager - Private Equity (East Region City Locations) - Business Tax Services H1: Join Our Growing Team as a Senior Tax Manager for Private Equity in 26 Locations H2: Exciting Opportunity for Experienced...
(Corporate Securities – Multiple Offices): - Join a growing and dynamic securities group at a leading law firm - Work with experienced attorneys in a supportive and collaborative environment - Opportunity to work in any of our...
Summary: - Tax Senior position in the Financial Services sector, specifically focused on Mutual Fund Tax in various locations across the East region - Responsible for providing tax compliance and consulting services to Investment Management clients - Identifying complex tax...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience required Salary: Based on location and experience, ranging from $127,300 to $296,100 Job Type: Full-time Purpose and Meaning:...
Salary to be commensurate with experience. The firm also offers a generous benefits package, including health, dental and vision insurance, Flexible Spending Accounts, 401k, and a non-contributory pension plan. All resumes are held in confidence. No recruiters or agencies...
FINRA organization is looking for an experienced Investigative Director to join their team in various locations. This full-time position will oversee the examinations and investigations of broker-dealers' compliance with applicable rules and regulations, as well as financial crimes. The Director...