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report to the Commercial Broker Dealer Chief Compliance Officer... and support three institutional FINRA registered broker dealers. This role will... provide compliance support to the Capital Markets division within the Commercial Bank of Capital One. The broker dealers being suppo...
Information Salary Range $150,000 - $200,000 Salary Type Per Year Experience Information Experience Required 10+ years Experience Qualifications - Ten or more years’ experience as a claims professional or attorney with a high...
Available No Travel Percentage Up to 25% Country United States of America Job Family Claim Preferred Skills Claim Claim Adjuster Claim Processing Claim Settlements Claims Liability Property & Casualty...
Claims Specialist - Construction locations Red Bank, New Jersey Chicago, IL Alpharetta, GA Princeton, NJ time type Full time posted on Posted 23 Days Ago job requisition id REQ05503...
Claims Specialist - Ocean Marine locations Red Bank, New Jersey Chicago, IL New York, NY Alpharetta, GA Princeton, NJ time type Full time posted on Posted 23 Days Ago...
Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate... with the Vice President, Broker-Dealer/Investment Adviser Group, to develop... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering... independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act...
Firm Seeks Experienced Corporate Securities Associate for Multiple Offices Saul Ewing, a leading law firm, is seeking an experienced corporate securities associate to join our expanding securities group. This is an exciting opportunity to join a sophisticated and entrepreneurial...
candidate has 4-5 years of experience in public company regulations, securities offerings, and corporate governance. - Knowledge of national securities exchange listing rules, reporting requirements, and Section 16 reporting is required. - Broker-dealer, FINRA, investment adviser, or... fund formation experien...
Senior Associate or Counsel (Corporate Securities) - Multiple Offices H2: Join the Growing Securities Group at Saul Ewing Saul Ewing, a leading law firm, is seeking an experienced senior associate or counsel to join our expanding securities group. This...
The ideal candidate will have substantial expertise in public company regulations, securities offerings, and corporate governance. The role involves handling SEC reporting, national securities exchange listing rules, and Section 16 reporting. Experience with broker-dealer, FINRA, investment adviser, or... fund format...