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Law Firm Seeking Broker-Dealer Regulatory Attorney in All... Our Team as a Broker-Dealer Regulatory Attorney in All... Knowledge Job Title: Broker-Dealer Regulatory Attorney Job ID:... 1836 Location: All H and K Offices Department: Business Open Date: Friday, May 10,...
law firm located in Chicago, IL, is seeking a highly experienced FinTech and Blockchain Counsel with a minimum of 8 years of practice. The ideal candidate will possess extensive knowledge of US federal securities laws, experience in interacting with the...
Title: Insurance Coverage/Litigation Attorney Experience: 3 years + Law Firm Seeking Experienced Insurance Coverage/Litigation Attorney Join a top 20 Am Law firm, Gordon Rees Scully Mansukhani, as an Associate Attorney in their established national insurance coverage practice in...
our Financial and Regulatory Litigation Group in our Chicago office. The ideal candidate will have five to eight years of experience in regulatory and SEC litigation. Key Responsibilities: - Representing futures commission merchants, broker-dealers, investment advisers, commodity ......
Principal Counsel, Enforcement - Apply Now! H2: Join FINRA as a Principal Counsel and make a difference in the financial regulatory space Organizations: FINRA (Financial Industry Regulatory Authority) Locations: - Rockville, MD - Jersey City, NJ -...
ideally have experience working with and counseling registered investment advisors and broker-dealers on regulatory and compliance-related... issues, including issues concerning the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Desired skill sets include: statutory and regulatory...
years of relevant experience. The ideal candidate will be crucial in advising registered investment advisors and broker-dealers on regulatory and compliance... matters, demonstrating expertise in the Investment Advisers Act of 1940 and the Investment Company Act of 1940.Job Details:Duties:Provide co...
Senior Director, Cyber-Enabled Fraud and Analytics will be responsible for overseeing investigations and examinations related to cyber-enabled fraud within FINRA member firms. They will also lead a team of highly skilled cyber, fraud, and analytics specialists and develop a data...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Sr Vice President, Corporate Financing & Advertising Regulation - Full Time JOB REQUISITION ID: R-007616 Organization: FINRA Department: Office of...
Senior Manager - Investment Management - Private Equity (Central Region Office Locations) - Job title: Tax Senior Manager - Investment Management - Private Equity - Salary: Competitive, based on experience and qualifications - Experience: 8+ years of total corporate...