Friendly Job Title: Associate Principal Investigator, NCP - IRG - All FINRA Locations H1: Join FINRA as an Associate Principal Investigator at All FINRA Locations H2: Investigate Regulatory Intelligence at FINRA's Initial Review Group Organization: **MEMBERS ONLY**SIGN UP NOW***...
Title: Tax Manager - Investment Management - Private Equity Tax (West Region Office Locations) Experience: 5+ years in tax planning and preparation, 3+ years in investment management or partnership taxation Salary Range: $84,980 - $193,440 (based on factors such as...
Title: VP, Compliance Officer Experience: Several years of relevant experience in a major financial services firm or global asset manager Location: Newport Beach, CA Department: Compliance Overview - **MEMBERS ONLY**SIGN UP NOW***. is a global leader in active...
Information Graduate students: students: Job Title: Audit Board Fellow - Fall 2025 Experience: - Currently pursuing a graduate-level degree in accounting, law, or a related field of study - At least two...
Resource Groups: Our Employee Resource Groups are focused on celebrating diversity and inclusion and fostering an inclusive and supportive culture. Employees are encouraged to participate in these groups, which include Black and Latino, LGBTQIA+, Veterans, Women’s, Young Professionals, and more....
PCAOB is a registered trademark of the **MEMBERS ONLY**SIGN UP NOW***. The Audit Board Fellow position at the PCAOB is a unique opportunity for highly qualified individuals to make a difference in global investor protection. As a nonprofit...
- Job Title: Tax Manager - Investment Management - Private Equity Tax (West Region Office Locations) - Salary Range: $84,980 to $193,440 per year - Experience: 5+ years providing tax planning services or preparing and reviewing client work papers...
Services Tax Manager Los Angeles, California, United States · San Francisco, California, United States Withum is a place where talent thrives - where who you are matters. It’s a place of endless opportunities for growth. A place where entrepreneurial...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
- Senior Director, Financial Intelligence Fusion Center - Member Supervision - Any FINRA Location - Full-time position - Posted Yesterday - Job Requisition ID: R-009067 JOB DESCRIPTION: - Lead a team of Senior Analysts responsible for intelligence...
Friendly Job Title: Principal Analyst, Dispute Resolution H1: Join the Team as a Principal Analyst in Dispute Resolution H2: Essential Duties and Responsibilities of a Principal Analyst in Dispute Resolution Bullet Points: - Develops and implements policies for FINRA's arbitration program - Provides guidance to...
Title: Director, MS Operations, Procedures and Standards Organization: FINRA (Financial Industry Regulatory Authority) Experience Required: Significant experience in securities, compliance or financial regulatory roles, preferably with experience in FINRA's Exam and/or Risk Monitoring program. Education Required: Bachelor's degree in a...
be able to effectively communicate with all levels of management, as well as outside counsel, brokers, insureds, and other third parties. Strong analytical and negotiation skills. Must be detail-oriented, organized, and able to handle multiple tasks simultaneously....
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations FINRA is currently seeking a highly experienced Principal Analyst for their Risk Monitoring team. In this role, you will be responsible for conducting risk monitoring activities and ongoing risk...
Principal Investigator, NCP - IRG - All FINRA Locations The Associate Principal Investigator, NCP - IRG, will perform Intake & Assessment with moderate supervision, and will demonstrate competency in investigative techniques and an understanding of relevant FINRA rules, federal...
Competitive pay program Comprehensive benefits package including medical, dental, vision, disability, life, and 401(k) plan Company paid parental leave Work-life balance initiatives Generous paid time off program Professional...
Title: Underwriter, Global Transaction Solutions Job Responsibilities: The Underwriter in the Global Transaction Solutions group will be part of a market-leading team specializing in transactional risk insurance products, particularly Representations and Warranties (R&W) insurance. The successful candidate will be responsible for: - Conducting...
Title: Benefits Coordinator Job Responsibilities: The Benefits Coordinator at the law firm is responsible for providing day-to-day administrative support for the firm’s benefits programs. This role involves delivering excellent customer service across all levels of the organization and working closely with the...
Job Start Date 12/01/2024 SEO Friendly Job Title: Senior Counsel - Legal Department at Cetera Financial Group H1 Heading: Join Our Legal Team at Cetera Financial Group H2 Heading: Senior Counsel Opportunity in El Segundo, CA Bold Headlines: -...