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West Palm Beach office of a large law firm is seeking a Junior Securities Litigation Associate to join their team. This is a full-time position with the option to work remotely. The ideal candidate will have at least 2 years...
Attorney to join its broker dealer litigation practice. The... employment law, strong academic credentials, excellent research and writing skills, and be admitted to the Florida Bar.DutiesAssist in all aspects of securities litigation matters, particularly in broker dealer litigation.Conduct legal r......
Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate... with the Vice President, Broker-Dealer/Investment Adviser Group, to develop... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering... independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act...
Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters...
an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at **MEMBERS ONLY**SIGN UP NOW***. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a...
Friendly Job Title: Tax Senior Manager - Private Equity (East Region City Locations) H1: Join Our Team as a Senior Tax Manager for Private Equity Clients! H2: Exciting Opportunity for Experienced Tax Professionals in 26 Locations! Position Summary: -...
Friendly Job Title: Senior Principal Analyst, Regulatory Services Management H1 Heading: Join FINRA's Regulatory Services Management Team as a Senior Principal Analyst H2 Heading: Work with Market Regulation and Transparency Services to Ensure Regulatory Compliance Summary:...
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