Title: Assistant General Counsel, Director Experience: Minimum of 8-10 years as a practicing attorney Location: Chicago, IL; Lenexa, KS; New York, NY Position Summary: - Provide legal support to Cboe's . options and equities exchanges regulated by the SEC - Manage regulatory filings and work...
Join Our Team as an Insurance and Wealth Management Attorney - Vice President, Assistant General Counsel H2: About the Position: - Job title: Insurance and Wealth Management Attorney - Vice President, Assistant General Counsel - Location: Columbus, OH and 5...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Title: Transportation Associate Attorney Job Responsibilities: - Defend clients in the trucking and transportation industry, including freight carriers, transportation brokers, truck insurers, public entities, school bus operators, long and short haul truckers, and waste management groups involved in both intra-state...
Senior Manager - Investment Management - Private Equity (Central Region Office Locations) - Job title: Tax Senior Manager - Investment Management - Private Equity - Salary: Competitive, based on experience and qualifications - Experience: 8+ years of total corporate...
Senior - Financial Services Industries - Hedge Fund Tax (Central Region Locations) Salary Information: The disclosed wage range for this role is $63,420 to $126,620, depending on factors such as skill sets, experience and training, licensure and certifications, and...
Public Company Accounting Oversight Board Department: Office of Board Member George R. Botic Job Title: Audit Board Fellow – Fall 2025 Experience: Preferably two years of professional work experience in the auditing profession, academia, or a relevant...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
is an Equal Opportunity and Affirmative Action Employer SEO-Friendly Job Title: Senior Director, Financial Intelligence Fusion Center, Member Supervision H1: Join FINRA as a Senior Director of Financial Intelligence Fusion Center H2: Lead and Develop the New...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Competitive Associate Director - Compliance - Global Compliance Solutions - CD0201 Waystone is currently seeking an Associate Director to join our Global Compliance Solutions team in Chicago, Illinois. This position offers a competitive salary and the opportunity...
Salary information: Salary will be based on experience and qualifications. Job Title: Associate Director, Compliance Experience information: 3-5 years of experience working in financial services or a recent law graduate with experience in financial services or fintech....
Director, MS Operations, Procedures and Standards - All FINRA Locations H2: Strategic leadership and guidance for operational risk framework Organization: FINRA (Financial Industry Regulatory Authority) Department: Member Supervision Operations, Procedures and Standards Job Title: Director, MS Operations, Procedures...
Analyst, Risk Monitoring - All FINRA Locations FINRA is currently seeking a Principal Analyst, Risk Monitoring to join our team in various locations across the US. The ideal candidate will have experience in risk monitoring and assessments, as well...
Principal Investigator, NCP - IRG - All FINRA Locations The Associate Principal Investigator, NCP - IRG, is responsible for reviewing and analyzing regulatory intelligence received through various sources, and making recommendations for appropriate regulatory responses. This includes conducting investigations,...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization's Cyber and Analytics Unit (CAU) is tasked with leading the Cyber-Enabled Fraud (CEF) team. This team is responsible for overseeing the planning and execution of investigations into...
Title: Principal Investigator, Specialist Team - All FINRA Locations Job Responsibilities: The Principal Investigator, Specialist Teams, is responsible for conducting high complexity routine and special investigations of FINRA member firms. This includes investigating potentially suspicious activities of persons associated with FINRA member...
Title: Examination Director Job Responsibilities: The Examination Director is a key leadership role within the organization's regulatory operations, specifically within the department responsible for overseeing member firms. The director is tasked with directly managing a team of 4-6 Examination Managers and Senior...
a leading provider of professional services, is seeking a highly experienced Tax Partner to join their Capital Markets practice in Chicago. In this role, you will specialize in the taxation of financial products and investment vehicles, providing both consulting and...
PCAOB is a nonprofit organization established by Congress to oversee the audits of public companies and SEC-registered brokers and dealers. They are currently seeking a Fall 2025 Office of International Affairs Intern to join their team in various locations across...
Title: Senior Claims Specialist - Excess Casualty Salary Range: $100,000 - $150,000 Experience: 7-10+ years of claims experience (minimum 3-5 years general liability claims adjusting experience required) Job Type: Full-time Location: Red...