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and provide strategic legal advice to various business units, primarily focusing on the broker-dealer and investment advisory businesses.... The ideal candidate will have experience in law firms and counseling the financial services industry, with knowledge of federal and state regulator...
VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years of securities regulatory enforcement experience Salary Range: $163,700 - $272,900 Location: Fort Mill/Charlotte, Boston, San Diego, Washington DC Time Type: Full time Posted On:...
team. In this role, you will provide legal advice and transaction support to our broker-dealer lines of business, including... marketing, cash products, retail retirement, and our phone-based advisor service group. You will also ensure consistency of disclosure documents and...
Title: Employment Attorney Location: New York, New York; Boston, Massachusetts; Charlotte, North Carolina Company: Bank of America Department: Legal H1: Employment Attorney Opportunity at Bank of America in Multiple Locations H2: Join Our Team and Help Drive Responsible Growth...
note, any information provided regarding a job application will not be kept on file and will not be used in any manner for any other purpose. Title: VP, Assistant General Counsel, Alternative Investments - Join **MEMBERS ONLY**SIGN UP NOW***.'s Legal Team...
AVP, Associate Counsel, Institutional Services will be responsible for providing legal advice and support to the Institutional Services business at **MEMBERS ONLY**SIGN UP NOW***.. This role will involve drafting and negotiating agreements, providing guidance on securities, banking, and insurance regulations, and collaborating...
Legal Department at **MEMBERS ONLY**SIGN UP NOW***. is currently seeking an AVP, Associate Counsel to support the firm and our financial professionals in providing financial services to clients across the United States. This role will provide legal advice on agreements, laws and...
is a leading independent broker-dealer and investment advisory firm... with a clear mission: to take care of our advisors so they can take care of their clients. We are one of the largest organizations of independent financial advisors in the...
leave (based on eligibility) Employee Assistance Program Adoption assistance Professional development Flexible spending accounts for health and dependent care Tuition reimbursement Employee Stock Purchase Plan Commuter...
8 years of institutional broker dealer experience, 5 years... of direct experience in compliance - Salary: Competitive and based on experience and qualifications - Language Fluency: English (Required) - Work Shift: 1st shift (United States of America) - Regular...