Save your search progress and never miss an update
Manager - Asset Management, Broker Dealer (Job Number: 26881)... our Asset Management and Broker Dealer team in Pasadena,... CA. This is a full-time position with opportunities for growth and development in a supportive and values-driven environment. As a Tax Senior...
Services. This role involves providing legal expertise and guidance on various issues and regulatory inquiries related to the firm's broker-dealer and registered investment adviser... operations. The Assistant General Counsel will collaborate with senior business and compliance professionals, participate in...
Location United States--New Jersey--Jersey City, United States--Georgia--Alpharetta, United States--Pennsylvania--Philadelphia, United States--California--Chatsworth, United States--Texas--Dallas Job Posting 09/03/2024, 06:59 PM H1: Senior Claim Director-Excess Complex Casualty (Hybrid) H2: Responsibilities and Qualifications SEO Friendly Job Title: Senior Claims Director -...
Information: The salary for this position ranges from $150,000 to $200,000 per year, depending on experience and qualifications. Job Title: Senior Claims Director – TPA Claims Experience Information: - Ten or more years of experience...
highly regarded Financial Services Practice Group at **MEMBERS ONLY**SIGN UP NOW***.. We are looking for a motivated and dedicated individual with a strong background in compliance and regulatory issues, specifically with registered investment advisors and broker-dealers. This position is avai......
Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate... with the Vice President, Broker-Dealer/Investment Adviser Group, to develop... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering... independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act...
abides by the requirements of 29 CFR Part 471, Appendix A. This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, age and disability. FINRA abides by the requirements of 29 CFR...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...
organization is seeking an experienced Assistant General Counsel, Regulatory to join their team. The ideal candidate will have a law degree from an accredited law school, admission to a bar, and a minimum of 6-8 years of directly related legal...
General Counsel, Regulatory - Full Time Posted Yesterday Job Requisition ID: R-008412 The organization is looking for an Associate General Counsel, Regulatory to manage the complete life cycle of adopting new regulatory requirements. This includes providing expert...