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Job Start Date 12/01/2024 SEO Friendly Job Title: Senior Counsel - Legal Department at Cetera Financial Group H1 Heading: Join Our Legal Team at Cetera Financial Group H2 Heading: Senior Counsel Opportunity in El Segundo, CA Bold Headlines: -...
highly regarded Financial Services Practice Group at **MEMBERS ONLY**SIGN UP NOW***.. We are looking for a motivated and dedicated individual with a strong background in compliance and regulatory issues, specifically with registered investment advisors and broker-dealers. This position is avai......
Deputy Chief Counsel, Division of Registration and Inspections, mission-driven, investor protection, audit standards, inspection, enforcement, ethical, professional conduct, compensation, hybrid work, paid time off, health benefits, family resources, commuter benefits, legal, Sarbanes-Oxley Act, SEC, professional standards, risk assessment, performance management,...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...
organization is seeking an experienced Assistant General Counsel, Regulatory to join their team. The ideal candidate will have a law degree from an accredited law school, admission to a bar, and a minimum of 6-8 years of directly related legal...
General Counsel, Regulatory - Full Time Posted Yesterday Job Requisition ID: R-008412 The organization is looking for an Associate General Counsel, Regulatory to manage the complete life cycle of adopting new regulatory requirements. This includes providing expert...
Firm Seeks Financial Services Compliance & Regulatory Associate H1: Join Our Market-Leading Financial Services Practice Group H2: Exciting Opportunity for Mid-level to Senior Associate Are you a highly skilled attorney with at least four years of experience...
a seasoned professional with substantial experience in compliance and regulatory matters within the financial services sector. The ideal candidate will have a strong background in advising registered investment advisors and broker-dealers on regulatory issues, focusing... on the Investment Advisers Ac...
will have a robust compliance and regulatory background, with specific expertise in advising registered investment advisors and broker-dealers. This role requires a... deep understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 and involve...
Travel Accident Insurance Employee Assistance Program Tuition reimbursement Pet insurance (for cats and dogs) Car discount programs Cell phone discounts Gym membership discounts And more...