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Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate... with the Vice President, Broker-Dealer/Investment Adviser Group, to develop... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering... independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act...
Join Saul Ewing as a Senior Associate or Counsel in Corporate Securities H2: Opportunity to Join a Sophisticated and Entrepreneurial Practice in Multiple Offices Saul Ewing, a leading law firm, is seeking an experienced senior associate or counsel to...
law firm in Boston, MA, is seeking a Senior Corporate Securities Associate Attorney or Counsel with extensive experience in securities law and corporate governance. The ideal candidate will have a strong background in public company regulations, securities offerings, and compliance...
is an equal opportunity employer committed to creating and maintaining a diverse workforce. We value diversity and our differences and foster an inclusive culture where employees are respected and feel they belong. We encourage applicants from diverse backgrounds to apply....
Enforcement - Job Description H1: Director, Enforcement - Lead a Team of Attorneys in Resolving Enforcement Cases H2: Join the Team at FINRA and Make a Difference in the Securities Industry SEO Job Title: Director, Enforcement -...
Job Title: Associate General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Associate General Counsel, Regulatory H2 Heading: Expert Legal Counsel Opportunity in the Securities Industry Organization: FINRA Department: Office of General Counsel...
Attorney - Manage employment litigation and investigations related to whistleblower allegations. New York, New York; Boston, Massachusetts; Charlotte, North Carolina. $212, - $286, annualized salary. Bank of America is seeking an experienced Employment Attorney to join their team and help...
Senior Litigation Counsel, Enforcement H2: Join our team at FINRA as a Senior Litigation Counsel, Enforcement! Senior Litigation Counsel, Enforcement - Full Time Organization: FINRA (Financial Industry Regulatory Authority) Locations: Washington, DC (Job Posting), Jersey City, NJ...
If you are a current employee of our organization please use the following link instead: For positions outside of the United States, please click ‘Apply’ to create an account and apply directly. We have an...
Firm Seeking Investment Management Regulatory Mid-Level Associate The law firm is seeking a highly skilled and experienced Investment Management Regulatory Mid-Level Associate to join our Global Asset Management Regulation team. The ideal candidate will have 4-6 years of asset...