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global strategy is to be the pre-eminent wealth manager, leading in client value and advice, and the universal bank of choice for our clients. Your colleagues You will be part of the AML team which is responsible for...
Law Firm Seeking Broker-Dealer Regulatory Attorney for Associate... Our Team as a Broker-Dealer Regulatory Attorney H2:... Apply Now for Our Associate Position in the Legal Department Are you an in the regulation of broker-dealers? Holland & Knight, a......
in investment banking and broker dealer matters, and mergers... and acquisitions and other various strategic corporate transactions, including conducting and managing due diligence, drafting and negotiating deal documentation, and coordinating deal closings. Must be highly motivated, comfortable working with clients...
work pursuant to the 1933 and 1934 Acts, with substantial exposure to public and private offerings (including IPOs and Regulation D offerings) and SEC, FINRA, and NASDAQ filings (including 10-K, 10-Q, 8-K, and proxy statements). Experience with broker-dealer regulations a...
law firm based in New York City, NY, is seeking an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess substantial expertise in US federal securities laws, including experience in...
law firm in New York City is seeking a seasoned Regulatory Practice Partner to provide strategic legal advice and support in Crypto and Digital Assets transactions and regulatory matters. The successful candidate will have the opportunity to build a team...
Friendly Job Title: Legal, Securitization & Asset-backed Finance Attorney, Vice President, New York H1 Heading: Legal, Securitization & Asset-backed Finance Attorney, Vice President at Goldman Sachs H2 Heading: Join Our Legal Department as a Senior Attorney in New...
Firm Seeks Experienced Corporate Securities Associate in Multiple Offices Overview: Saul Ewing, a leading law firm, is seeking an experienced corporate associate to join our expanding securities group. This is an exciting opportunity to join a sophisticated and...
law firm in New York City is seeking a Corporate Securities Associate Attorney with 4-6 years of in-depth experience. The Corporate Securities Associate Attorney will be responsible for handling various aspects of public company rules and regulations, public and private...
Team Experience Information: Minimum of 8 years of experience as a practicing attorney Prior in-house experience preferred Experience advising . broker-dealers on sales and equity... trading businesses required Bank of America is currently seeking an experienced atto...