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Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate... with the Vice President, Broker-Dealer/Investment Adviser Group, to develop... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering... independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act...
in investment banking and broker dealer matters, and mergers... and acquisitions and other various strategic corporate transactions, including conducting and managing due diligence, drafting and negotiating deal documentation, and coordinating deal closings. Must be highly motivated, comfortable working with clients...
work pursuant to the 1933 and 1934 Acts, with substantial exposure to public and private offerings (including IPOs and Regulation D offerings) and SEC, FINRA, and NASDAQ filings (including 10-K, 10-Q, 8-K, and proxy statements). Experience with broker-dealer regulations a...
law firm based in New York City, NY, is seeking an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess substantial expertise in US federal securities laws, including experience in...
Friendly Job Title: Legal, Securitization & Asset-backed Finance Attorney, Vice President, New York H1 Heading: Legal, Securitization & Asset-backed Finance Attorney, Vice President at Goldman Sachs H2 Heading: Join Our Legal Department as a Senior Attorney in New...
Firm Seeks Experienced Corporate Securities Associate in Multiple Offices Overview: Saul Ewing, a leading law firm, is seeking an experienced corporate associate to join our expanding securities group. This is an exciting opportunity to join a sophisticated and...
law firm in New York City is seeking a Corporate Securities Associate Attorney with 4-6 years of in-depth experience. The Corporate Securities Associate Attorney will be responsible for handling various aspects of public company rules and regulations, public and private...
Title: Senior Associate or Counsel (Corporate Securities) Salary: $230,000 - $260,000 Experience: At least 6 years Department: Securities Location: Multiple Offices (Boston, New York, Philadelphia, Washington DC) Saul Ewing, a leading law firm, is seeking an experienced senior associate...
Title: Mid-Level Associate (Corporate Securities) - Multiple Offices Salary: $210,000 - $225,000 per year Experience: 4-5 years Law Firm Seeks Mid-Level Associate for Corporate Securities Practice Join a dynamic and growing securities group at Saul Ewing as a...
The ideal candidate will have substantial expertise in public company regulations, securities offerings, and corporate governance. Experience with SEC reporting, national securities exchange listing rules, and Section 16 reporting is crucial. Additional experience in broker-dealer, FINRA, investment adviser, or... f...