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report to the Commercial Broker Dealer Chief Compliance Officer... and support three institutional FINRA registered broker dealers. This role will... provide compliance support to the Capital Markets division within the Commercial Bank of Capital One. The broker dealers being suppo...
Information Salary Range $150,000 - $200,000 Salary Type Per Year Experience Information Experience Required 10+ years Experience Qualifications - Ten or more years’ experience as a claims professional or attorney with a high...
Claims Specialist - Construction locations Red Bank, New Jersey Chicago, IL Alpharetta, GA Princeton, NJ time type Full time posted on Posted 23 Days Ago job requisition id REQ05503...
Claims Specialist - Ocean Marine locations Red Bank, New Jersey Chicago, IL New York, NY Alpharetta, GA Princeton, NJ time type Full time posted on Posted 23 Days Ago...
Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate... with the Vice President, Broker-Dealer/Investment Adviser Group, to develop... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering... independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act...
Senior Associate or Counsel (Corporate Securities) - Multiple Offices H2: Join the Growing Securities Group at Saul Ewing Saul Ewing, a leading law firm, is seeking an experienced senior associate or counsel to join our expanding securities group. This...
law firm in Philadelphia, PA, is seeking a Senior Corporate Securities Associate Attorney or Counsel. The ideal candidate will possess over 6 years of comprehensive experience in corporate securities law, including public company regulations, securities offerings, and corporate governance. This...
President & Associate General Counsel, Capital Markets Policy - $175,600 to $345,700 (Remove contact information, replace company name with organization, replace firm name with organization, replace department name with department) H1: Vice President & Associate General Counsel, Capital Markets Policy - Apply...
Firm Seeking Experienced Senior Associate or Counsel for Corporate Securities Group Saul Ewing, a prestigious law firm, is seeking an experienced senior associate or counsel to join our expanding securities group. This is an excellent opportunity to join a...
and efficient regulation of broker-dealers. All individuals who... are licensed to conduct securities transactions for FINRA member firms must pass the Series 7 exam, as well as the Securities Industry Essentials (SIE) exam, and be registered with the ....