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Friendly Job Title: Senior Counsel for Regulatory Analysis and Contract Negotiations in the Financial Services Industry at sFOX H1: Join sFOX as our Senior Counsel for Regulatory Analysis and Contract Negotiations H2: Opportunity at sFOX for a Senior...
law firm located in Palo Alto, CA, is seeking an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should have a strong background in US federal securities laws, including a history...
Information: The salary range for this position is $170,000 - $217,000 annually, depending on experience and qualifications. The company also offers a comprehensive benefits package, including health, dental, and vision insurance, 401(k) matching, and paid time off. This is a...
Law Firm Seeks Broker-Dealer Regulatory Attorney with Industry... & Knight Seeks Experienced Broker-Dealer Regulatory Attorney H2: Join... currently seeking an Associate with a strong understanding of broker-dealer regulations and prior industry... experience. This is a fantastic opportunity for a self...
law firm situated in San Francisco, CA, is in search of an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The preferred candidate should have a comprehensive understanding of US federal securities laws and...
friendly job title: Senior Director, Special Investigations Unit - FINRA - Full Time H1: Senior Director, Special Investigations Unit - Any FINRA Location H2: About FINRA's Special Investigations Unit (SIU) Salary Information: - Minimum salary: $149,600 - Maximum salary:...
is seeking a Principal Counsel, Enforcement to join our team in various locations across the US. This position offers a competitive salary and benefits package, including a discretionary bonus, comprehensive health, dental and vision insurance, 401(k) plan with company match,...
Senior Litigation Counsel, Enforcement - Any FINRA Location Salary: - California: Minimum Salary $146,200, Maximum Salary $296,100 - Washington, DC: Minimum Salary $146,200, Maximum Salary $283,800 - Colorado/Hawaii: Minimum Salary $127,300, Maximum Salary $246,600 - New York, NY:...
FINRA Department: Office of General Counsel Location: Washington, DC Salary: R-008031: Assistant General Counsel, Regulatory Assistant General Counsel, Regulatory – Full Time Purpose and Meaning in Work – Join Us at FINRA! As a not-for-profit...
ideally have experience working with and counseling registered investment advisors and broker-dealers on regulatory and compliance-related... issues, including issues concerning the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Desired skill sets include: statutory and regulatory...