seeking a highly experienced transactional/regulatory attorney with a strong background in the 1940 Act, specifically the IAA... and ICA, to join our market regulation practice. This is a great opportunity for a partner or counsel level candidate looking to supple...
law firm in Washington, DC is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...
is seeking an experienced Compliance Officer to join their team in Arlington, VA. As a senior member of the team, the Compliance Officer will play a vital role in ensuring Homestead’s adherence with federal securities rules and regulations. The Compliance...
issues related to the 1940 Act, IAA, and ICA,... including regulatory compliance, fund formation, and corporate governance. • Advise clients on SEC reporting requirements and assist with preparing and filing relevant documents. • Assist with the review and negotiation of...
Title: Associate - Corporate - Investment Funds Regulatory H1: Join Our Investment Funds Regulatory Team at a Leading Law Firm H2: Seeking Experienced Associate with Minimum 3 Years of Regulatory Experience Law Firm Seeks Associate for Investment Funds Regulatory...
and a strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company... Act of 1940. Private equity and hedge... fund formation experience is also helpful. Duties and Responsibilities: • Provide legal, regulatory, and compliance advice to inve...
Firm Seeking Financial Services Compliance & Regulatory Associate Mid-level to Senior Associate Positions Available in All Offices Salary Range: $260,000 - $330,000 (annualized) **MEMBERS ONLY**SIGN UP NOW***. is currently seeking an experienced associate attorney to join our Financial Services Practice Group. With...
is currently seeking a VP, Associate Counsel to join their Regulatory Enforcement group within the Legal department. This position is available in Fort Mill, SC, Washington, DC, Boston, MA, or San Diego, CA and offers a competitive salary range of...
understanding of federal securities law and the Investment Advisers Act of 1940? If so, Morgan Lewis... & Bockius LLP, one of the world's leading international law firms, is looking for you to join our Investment Management - Financial Institutions practi...
the legal industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Paralegal Asset Management Duties: Assist with filings of registration statements Form N-1A pursuant to Investment Company Act 1940. Review EDGAR filings (Prospectuses......
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Investment Company Act of 1940 would be valued ... Confidence, self-motivation, a team-player mindset, the ability to assume immediate responsibility for matters in an active practice, and a strong interest in joining our team! Excellent writing and analytical skills...