Job Title: Senior Counsel - Derivatives Job Responsibilities: The Senior Counsel - Derivatives is a corporate attorney position within the Investments Law team, specifically supporting the **MEMBERS ONLY**SIGN UP NOW***. Insurance Investments (MII) & Derivatives team. This role involves providing legal support for derivatives activities conducted by MII and **MEMBERS ONLY**SIGN UP NOW***. Investment Management (MIM) in conjunction with their insurance and investment management activities. Key responsibilities include: - Draf
H1: Securities Enforcement Defense Attorney at Law Firm in New York and New Jersey H2: Join Our Team at CSG Law At CSG Law, we are seeking a senior-level associate/counsel to join our Securities Enforcement defense team. The ideal candidate for this role has 4+ years of experience in the securities enforcement space and is admitted to a state bar. We offer a hybrid work model with resident office availability in our New York and New Jersey offices, or a fully remote posit
H1: Vice President, Enforcement Legal - FINRA H2: Join Our Team as a Vice President, Enforcement Legal at FINRA! Bold Headlines: - Lead and manage attorney teams in high-impact investigations and disciplinary actions - Collaborate with other departments to ensure efficient and impactful regulatory outcomes - Provide exemplary service to FINRA's regulatory service agreement customers - Oversee recruitment and professional development of managers and attorneys - Ensu
FINRA abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color, religion, sex, or national origin. Moreover, these regulations require that covered prime contractors and subcontractors take affirmative action to employ and advance
FINRA abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color, religion, sex, or national origin. Moreover, these regulations require that covered prime contractors and subcontractors take affirmative action to employ and advance
H1: Senior Litigation Counsel, Enforcement Services - Salary Information and Job Description H2: Essential Job Functions - Represents FINRA in complex disciplinary proceedings involving securities law violations - Represents FINRA in non-disciplinary hearings and litigation related to expedited proceedings - Argues appeals before the National Adjudicatory Council - Provides guidance and advice on statutory disqualification, membership application denials, and waiver/exempti
Woodbridge office of our client seeks commercial litigation attorney with $500,000+ in business. The candidate should preferably have experience in securities litigation.